Brian Wigginton - 16 Jun 2025 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Reporting relationship
Sr VP Finance & CAO
Issuer ticker
TPB
Reported as of
16 Jun 2025
Net transaction value
-$1,172,772
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Jun 2025, 17:23:32 UTC
Prior SEC filing
09 May 2025
Next SEC filing
05 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Wigginton

Key filing fact

Brian Wigginton filed Form 4 for Turning Point Brands, Inc. (TPB) on 18 Jun 2025.

Key facts

  • This page summarizes Brian Wigginton's Form 4 filing for Turning Point Brands, Inc. (TPB).
  • 9 reported transactions and 7 derivative rows are listed below.
  • Accepted by SEC: 18 Jun 2025, 17:23.

Change

  • Previous filing in this sequence was filed on 09 May 2025.
  • Current net transaction value: -$1,172,772.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001734429 Primary reporting owner

Wigginton Brian

Relationship
Sr VP Finance & CAO
Address
5201 INTERCHANGE WAY, LOUISVILLE
Signature
/s/ Brian Wigginton
Signature date
18 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TPB transaction

Common Stock

Options Exercise

Transaction value
Shares
+10,800
Change %
+106%
Price
Shares after
20,971
Date
16 Jun 2025
Ownership
Direct
Footnotes
F9, F10
TPB transaction

Common Stock

Sale

Transaction value
$817,236
Shares
-10,800
Change %
-51%
Price
$75.67
Shares after
10,171
Date
16 Jun 2025
Ownership
Direct
Footnotes
F11, F12

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TPB transaction Derivative

Options

Options Exercise

Transaction value
$11,558
Shares
-750
Change %
-100%
Price
$15.41
Shares after
0
Date
16 Jun 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
750
Exercise price
$15.41
Footnotes
F1, F3
TPB transaction Derivative

Options

Options Exercise

Transaction value
$8,484
Shares
-400
Change %
-100%
Price
$21.21
Shares after
0
Date
16 Jun 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
400
Exercise price
$21.21
Footnotes
F1, F4
TPB transaction Derivative

Options

Options Exercise

Transaction value
$19,032
Shares
-400
Change %
-100%
Price
$47.58
Shares after
0
Date
16 Jun 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
400
Exercise price
$47.58
Footnotes
F1, F5
TPB transaction Derivative

Options

Options Exercise

Transaction value
$37,125
Shares
-2,500
Change %
-100%
Price
$14.85
Shares after
0
Date
16 Jun 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,500
Exercise price
$14.85
Footnotes
F1, F6
TPB transaction Derivative

Options

Options Exercise

Transaction value
$90,562
Shares
-1,750
Change %
-100%
Price
$51.75
Shares after
0
Date
16 Jun 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,750
Exercise price
$51.75
Footnotes
F1, F7
TPB transaction Derivative

Options

Options Exercise

Transaction value
$112,625
Shares
-2,500
Change %
-100%
Price
$45.05
Shares after
0
Date
16 Jun 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,500
Exercise price
$45.05
Footnotes
F2, F7
TPB transaction Derivative

Options

Options Exercise

Transaction value
$76,150
Shares
-2,500
Change %
-100%
Price
$30.46
Shares after
0
Date
16 Jun 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,500
Exercise price
$30.46
Footnotes
F2, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 12 footnotes

Footnote F1

Granted pursuant to the issuer's 2015 Equity Incentive Plan

Footnote F2

Granted pursuant to the issuer's 2021 Equity Incentive Plan.

Footnote F3

The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

Footnote F4

The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

Footnote F5

The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

Footnote F6

The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

Footnote F7

The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

Footnote F8

The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

Footnote F9

The reported transaction involved the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.

Footnote F10

The total reported in Column 5 includes the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, 5,948 restricted stock units, and 4,223 shares of common stock.

Footnote F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $75.35.

Footnote F12

The total reported in Column 5 includes the reporting person's 5,948 restricted stock units, and 4,223 shares of common stock.

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