Brian Wigginton - 02 Jan 2026 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Role: Sr VP Finance & CAO
Signature: /s/ Brian Wigginton
Issuer symbol: TPB
Transactions as of: 02 Jan 2026
Net transactions value: $0
Form type: 4
Filing time: 05 Mar 2026, 07:07:29 UTC
Previous filing: 18 Jun 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Wigginton Brian	Sr VP Finance & CAO	5201 INTERCHANGE WAY, LOUISVILLE	/s/ Brian Wigginton	05 Mar 2026	0001734429

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TPB	Common Stock	Tax liability		-199	-2%	$110.24^*	9,972	02 Jan 2026	Direct	F1
transaction	TPB	Common Stock	Award		+2,391	+24%	$108.51^*	12,363	02 Mar 2026	Direct	F2
transaction	TPB	Common Stock	Award		+333	+2.7%	$108.51^*	12,696	02 Mar 2026	Direct	F3
transaction	TPB	Common Stock	Award		+1,757	+14%	$108.51^*	14,453	02 Mar 2026	Direct	F4
transaction	TPB	Common Stock	Award		+322	+2.2%	$108.51^*	14,775	02 Mar 2026	Direct	F5
transaction	TPB	Common Stock	Award		+121	+0.82%	$108.51^*	14,896	02 Mar 2026	Direct	F6
transaction	TPB	Common Stock	Tax liability		-2,309	-16%	$100.65^*	12,587	02 Mar 2026	Direct	F7, F8
transaction	TPB	Common Stock	Tax liability		-1,398	-11%	$100.65^*	11,189	02 Mar 2026	Direct	F7, F9
transaction	TPB	Common Stock	Award		+2,041	+18%	$107.57^*	13,230	03 Mar 2026	Direct	F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan that vested on January 2, 2026, and not previously reported. The total reported in Column 5 includes 5,749 restricted stock units, and 4,223 shares of common stock.
F2	Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 6,614 shares of common stock.
F3	Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 6,947 shares of common stock.
F4	Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 8,704 shares of common stock.
F5	Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 9,026 shares of common stock.
F6	Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,749 restricted stock units and 9,147 shares of common stock.
F7	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.53 to $102.04.
F8	The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 5,749 restricted stock units and 6,838 shares of common stock.
F9	The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 4,351 restricted stock units and 6,838 shares of common stock.
F10	The reported transaction involved the person's receipt of a grant of 2,041 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 6,392 restricted stock units and 6,838 shares of common stock.