Douglas H. Diefenbach - 19 May 2025 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Reporting relationship: SVP, Business Development
Issuer ticker: ETD
Reported as of: 19 May 2025
Net transaction value: -$653
SEC form: 4
Accepted by SEC: 20 May 2025, 20:56:38 UTC
Prior SEC filing: 04 Nov 2024
Next SEC filing: 12 Aug 2025
Source filing: View source filing
Reporting owner signature: /s/ Matthew J. McNulty as attorney-in-fact for Douglas H. Diefenbach

Key filing fact

Douglas H. Diefenbach filed Form 4 for ETHAN ALLEN INTERIORS INC (ETD) on 20 May 2025.

Key facts

This page summarizes Douglas H. Diefenbach's Form 4 filing for ETHAN ALLEN INTERIORS INC (ETD).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 20 May 2025, 20:56.

Change

Previous filing in this sequence was filed on 04 Nov 2024.
Current net transaction value: -$653.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002043515 Primary reporting owner

Diefenbach Douglas H.

Relationship: SVP, Business Development
Address: 25 LAKE AVENUE EXT., DANBURY
Signature: /s/ Matthew J. McNulty as attorney-in-fact for Douglas H. Diefenbach
Signature date: 20 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ETD transaction

Common Stock

Options Exercise

Transaction value: $17,443
Shares: +666
Change %: +11%
Price: $26.19
Shares after: 6,763
Date: 19 May 2025
Ownership: Direct

ETD transaction

Common Stock

Sale

Transaction value: $18,095
Shares: -666
Change %: -9.8%
Price: $27.17
Shares after: 6,097
Date: 19 May 2025
Ownership: Direct

ETD holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 977
Date: 19 May 2025
Ownership: Shares held in 401(k) plan.

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ETD transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
Shares: -666
Change %: -100%
Price
Shares after: 0
Date: 19 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 666
Exercise price: $26.19
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Options granted on June 15, 2015 vest 60% after three years and then an additional 20% on each anniversary date thereafter, such that 100% are fully vested after five years.

Footnote F2

Column 8 has been intentionally left blank as the transaction was an exercise of a derivative security.