Douglas H. Diefenbach - 04 Nov 2024 Form 3 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role: SVP, Business Development
Signature: /s/ Matthew J. McNulty as attorney-in-fact for Douglas H. Diefenbach
Issuer symbol: ETD
Transactions as of: 04 Nov 2024
Net transactions value: $0
Form type: 3
Filing time: 04 Nov 2024, 10:42:47 UTC
Next filing: 20 May 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ETD	Common Stock						5,597	04 Nov 2024	Direct	F1
holding	ETD	Common Stock						500	04 Nov 2024	Direct	F2
holding	ETD	Common Stock						977	04 Nov 2024	Shares held in 401(k) plan.	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ETD	Employee Stock Option (right to buy)							04 Nov 2024	Common Stock	666	$26.19	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares are privately owned.
F2	Represents unvested restricted stock units previously granted on August 10, 2021 under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably, with the remaining outstanding units scheduled to vest on August 10, 2025.
F3	Represents shares held in The Ethan Allen Retirement Savings Plan (the "401k Plan").
F4	Represents stock options previously granted on June 15, 2015 under the Ethan Allen Interiors Inc. Stock Incentive Plan; these stock options became fully vested and exercisable on June 15, 2020 and expire ten years after grant date.