Comparable stake leader
BlackRock, Inc.
SEC ownership of ETHAN ALLEN INTERIORS INC
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000896156.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
02 Sep 2026
- Public ticker
- ETD on NYSE
- Parsed ownership sources
-
13F, 13D/G, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
BlackRock, Inc.
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
BlackRock, Inc.
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
02 Sep 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0000896156
- Issuer location
- Danbury, CT
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of ETHAN ALLEN INTERIORS INC (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BlackRock, Inc.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
02 Sep 2026
13F
13D/G
3/4/5
Lead comparable stake: 8.2%
13D/G row: BlackRock, Inc.
Showing 1-8 of 50 holder rows.
Quick read
BlackRock, Inc. leads the comparable SEC ownership view at 8.2%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BlackRock, Inc.'s linked filing trail.
Comparable ownership
Top 5
BlackRock, Inc.
8.2%
DIMENSIONAL FUND ADVISORS LP
7%
DGB Investments, Inc.
5%
M. Farooq Kathwari
6.2%
Amy Phillips
0.09%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BlackRock, Inc. |
13F
13D/G
Company
|
8.2%
from 13D/G
|
$54,162,711
2,424,472 shares
|
— | 30 Jun 2026 |
| DIMENSIONAL FUND ADVISORS LP |
13D/G
13F
Company
|
7%
|
$50,705,117
1,784,135 shares
|
$0 | 31 Mar 2025 |
| DGB Investments, Inc. |
13D/G
Douglas G. Bergeron
|
5%
|
$29,210,250
1,275,000 shares
|
$0 | 25 Aug 2026 |
| M. Farooq Kathwari |
3/4/5
Chairman, President & CEO, Director
|
6.2%
|
$39,442,618
1,577,763 shares
|
-$1,956,067 | 02 Sep 2026 |
| Amy Phillips |
3/4/5
EVP, Retail Division
|
0.09%
|
$502,136
22,477 shares
|
— | 10 Aug 2026 |
| Matthew J. McNulty |
3/4/5
SVP, CFO
|
0.08%
|
$429,933
19,245 shares
|
— | 10 Aug 2026 |
| Douglas H. Diefenbach |
3/4/5
SVP, Business Development
|
0.03%
|
$204,242
6,910 shares
|
— | 11 Aug 2025 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
Company
|
4.2%
|
$23,876,411
1,068,774 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$1,931,457.
Buys
$24,610
Insiders: 1
Sells
$1,956,067
Insiders: 1
Net
-$1,931,457
Shares: -72,562
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 1,000
Shares: 73,562
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 1,000 | 23,874 | $24,610 | $597,805 | -$573,195 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 18,288 | $0 | $457,396 | -$457,396 |
| 9-12 | 0 | 31,400 | $0 | $900,866 | -$900,866 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 22 reporting-owner rows connected to ETHAN ALLEN INTERIORS INC. Open a relationship link for the CIK-to-CIK filing trail.
Rows
22
Largest Forms 3/4/5 holder
M. Farooq Kathwari
Net 12M change
-$1,931,457
Latest report
02 Sep 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| M. Farooq Kathwari | Chairman, President & CEO, Director | $39,442,618 | -$1,956,067 | -4.7% | Mixed | 02 Sep 2026 |
| Corey Whitely | EVP, Administration & CFO | $683,645 | Mixed | 26 Aug 2021 | ||
| Amy Phillips | EVP, Retail Division | $502,136 | Median | 10 Aug 2026 | ||
| Matthew J. McNulty | Svp, Cfo | $429,933 | Median | 10 Aug 2026 | ||
| Douglas H. Diefenbach | SVP, Business Development | $204,242 | Mixed | 11 Aug 2025 | ||
| Tara I. Stacom | Director | $169,918 | Median | 05 Aug 2026 | ||
| Daniel M. Grow | SVP, Business Development | $165,803 | Mixed | 07 May 2021 | ||
| Rodney A. Hutton | Chief Marketing Officer | $110,301 | Mixed | 12 Aug 2021 | ||
| Rebecca L. Thompson | SVP, Merchandising | $109,689 | Mixed | 12 Aug 2024 | ||
| Ashley Fothergill | SVP, Merchandising | $84,036 | Mixed | 09 Aug 2022 | ||
| Cynthia Ekberg Tsai | Director | $51,516 | +$24,610 | +91% | Median | 05 Aug 2026 |
| Eric D. Koster | VP, General Counsel & Secy. | $47,290 | Mixed | 13 Mar 2023 | ||
| Maria Eugenia Casar Perez | Director | $29,176 | Median | 05 Aug 2026 | ||
| David M. Sable | Director | $29,176 | Median | 05 Aug 2026 | ||
| Catherine A. Plaisted | SVP, Marketing | $3,951 | Mixed | 04 Nov 2024 | ||
| John J. Dooner Jr. | Director | Mixed | 06 Aug 2025 | |||
| John B. Clark | Director | Mixed | 09 Aug 2022 | |||
| Stephanie K. Durgee | SVP, Merchandising | Mixed | 06 Mar 2026 | |||
| Mary Garrett | Director | Mixed | 03 Aug 2021 | |||
| James B. Carlson | Director | Mixed | 01 Nov 2021 |
Recent insider transactions for ETHAN ALLEN INTERIORS INC
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| M. Farooq Kathwari | ETD | Common Stock | Sale | -1.19% | $6,661 | $25.04 | -266 | 22,081 | 02 Sep 2026 | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -1.19% | $6,636 | $25.04 | -265 | 22,077 | 02 Sep 2026 | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -1.19% | $6,661 | $25.04 | -266 | 22,081 | 02 Sep 2026 | 2020 Trust FBO Zavier Irfan Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -1.19% | $6,661 | $25.04 | -266 | 22,081 | 02 Sep 2026 | 2020 Trust FBO Kolhai Gibran Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -1.53% | $571,187 | $25.04 | -22,811 | 1,465,530 | 02 Sep 2026 | Direct |
| Matthew J. McNulty | ETD | Common Stock | Tax liability | -1.23% | -239 | 19,245 | 10 Aug 2026 | Direct | ||
| Amy Phillips | ETD | Common Stock | Tax liability | -1.82% | -417 | 22,477 | 10 Aug 2026 | Direct | ||
| M. Farooq Kathwari | ETD | Common Stock | Tax liability | -0.22% | -3,272 | 1,488,341 | 10 Aug 2026 | Direct | ||
| M. Farooq Kathwari | ETD | Common Stock | Tax liability | -0.26% | -3,890 | 1,491,613 | 07 Aug 2026 | Direct | ||
| Amy Phillips | ETD | Common Stock | Tax liability | -2.12% | -496 | 22,894 | 07 Aug 2026 | Direct | ||
| Matthew J. McNulty | ETD | Common Stock | Tax liability | -1.44% | -284 | 19,484 | 07 Aug 2026 | Direct | ||
| M. Farooq Kathwari | ETD | Common Stock | Tax liability | -0.26% | -3,948 | 1,495,503 | 06 Aug 2026 | Direct | ||
| Amy Phillips | ETD | Common Stock | Tax liability | -2.11% | -504 | 23,390 | 06 Aug 2026 | Direct | ||
| Matthew J. McNulty | ETD | Common Stock | Tax liability | -1.44% | -288 | 19,768 | 06 Aug 2026 | Direct | ||
| M. Farooq Kathwari | ETD | Common Stock | Award | 1.09% | 16,223 | 1,499,451 | 05 Aug 2026 | Direct | ||
| Amy Phillips | ETD | Common Stock | Award | 48.8% | 7,837 | 23,894 | 05 Aug 2026 | Direct | ||
| Matthew J. McNulty | ETD | Common Stock | Award | 47.2% | 6,426 | 20,056 | 05 Aug 2026 | Direct | ||
| Cynthia Ekberg Tsai | ETD | Common Stock | Award | 130.6% | 1,306 | 2,306 | 05 Aug 2026 | Direct | ||
| Cynthia Ekberg Tsai | ETD | Common Stock | Purchase | $24,610 | $24.61 | 1,000 | 1,000 | 05 Aug 2026 | Direct | |
| Tara I. Stacom | ETD | Common Stock | Award | 20.7% | 1,306 | 7,606 | 05 Aug 2026 | Direct | ||
| David M. Sable | ETD | Common Stock | Award | 1,306 | 1,306 | 05 Aug 2026 | Direct | |||
| Maria Eugenia Casar Perez | ETD | Common Stock | Award | 1,306 | 1,306 | 05 Aug 2026 | Direct | |||
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.11% | $625 | $25.01 | -25 | 22,347 | 22 Jan 2026 | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.12% | $675 | $25.01 | -27 | 22,342 | 22 Jan 2026 | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.11% | $625 | $25.01 | -25 | 22,347 | 22 Jan 2026 | 2020 Trust FBO Zavier Irfan Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.11% | $625 | $25.01 | -25 | 22,347 | 22 Jan 2026 | 2020 Trust FBO Kolhai Gibran Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.15% | $54,222 | $25.01 | -2,168 | 1,483,228 | 22 Jan 2026 | Direct |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.01% | $75.15 | $25.05 | -3 | 22,372 | 15 Dec 2025 | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.03% | $150 | $25.05 | -6 | 22,369 | 15 Dec 2025 | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.01% | $75.15 | $25.05 | -3 | 22,372 | 15 Dec 2025 | 2020 Trust FBO Zavier Irfan Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.01% | $75.15 | $25.05 | -3 | 22,372 | 15 Dec 2025 | 2020 Trust FBO Kolhai Gibran Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.02% | $7,590 | $25.05 | -303 | 1,485,396 | 15 Dec 2025 | Direct |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.78% | $4,377 | $25.01 | -175 | 22,375 | 11 Dec 2025 | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.78% | $4,377 | $25.01 | -175 | 22,375 | 11 Dec 2025 | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.78% | $4,377 | $25.01 | -175 | 22,375 | 11 Dec 2025 | 2020 Trust FBO Zavier Irfan Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.78% | $4,377 | $25.01 | -175 | 22,375 | 11 Dec 2025 | 2020 Trust FBO Kolhai Gibran Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -1% | $375,150 | $25.01 | -15,000 | 1,485,699 | 11 Dec 2025 | Direct |
| M. Farooq Kathwari | ETD | Common Stock | Gift | -5.24% | -82,953 | 1,500,699 | 04 Dec 2025 | Direct | ||
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.77% | $4,902 | $28.01 | -175 | 22,550 | 15 Oct 2025 | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.77% | $4,902 | $28.01 | -175 | 22,550 | 15 Oct 2025 | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.77% | $4,902 | $28.01 | -175 | 22,550 | 15 Oct 2025 | 2020 Trust FBO Zavier Irfan Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.77% | $4,902 | $28.01 | -175 | 22,550 | 15 Oct 2025 | 2020 Trust FBO Kolhai Gibran Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.94% | $420,150 | $28.01 | -15,000 | 1,583,652 | 15 Oct 2025 | Direct |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.76% | $5,140 | $29.37 | -175 | 22,725 | 15 Sep 2025 | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.76% | $5,140 | $29.37 | -175 | 22,725 | 15 Sep 2025 | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.76% | $5,140 | $29.37 | -175 | 22,725 | 15 Sep 2025 | 2020 Trust FBO Zavier Irfan Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.76% | $5,140 | $29.37 | -175 | 22,725 | 15 Sep 2025 | 2020 Trust FBO Kolhai Gibran Kathwari |
| M. Farooq Kathwari | ETD | Common Stock | Sale | -0.93% | $440,550 | $29.37 | -15,000 | 1,598,652 | 15 Sep 2025 | Direct |
* marks a reported price that did not pass the local price check.