David P. Reiland - 15 May 2025 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Reporting relationship: Director
Issuer ticker: BWEN
Reported as of: 15 May 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 19 May 2025, 17:10:21 UTC
Prior SEC filing: 20 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Thomas A. Ciccone as Attorney-in-Fact for David P. Reiland pursuant to Power of Attorney previously filed

Key filing fact

David P. Reiland filed Form 4 for BROADWIND, INC. (BWEN) on 19 May 2025.

Key facts

This page summarizes David P. Reiland's Form 4 filing for BROADWIND, INC. (BWEN).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 19 May 2025, 17:10.

Change

Previous filing in this sequence was filed on 20 May 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001222000 Primary reporting owner

REILAND DAVID P

Relationship: Director
Address: 3240 S. CENTRAL AVENUE, CICERO
Signature: /s/ Thomas A. Ciccone as Attorney-in-Fact for David P. Reiland pursuant to Power of Attorney previously filed
Signature date: 19 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BWEN transaction

Common Stock

Award

Transaction value: $0
Shares: +21,164
Change %: +12%
Price: $0.000000
Shares after: 202,706
Date: 15 May 2025
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BWEN holding Derivative

Phantom Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,403
Date: 15 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 8,403
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Includes 21,164 restricted stock units that vest on 5/15/26.

Footnote F2

Each share of phantom stock is the economic equivalent of one share of Broadwind, Inc. common stock.

Footnote F3

Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.