Mark Wellings - 21 Nov 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICYF)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
25 Nov 2024, 17:38:09 UTC
Prior SEC filing
17 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Mark Wellings

Key filing fact

Mark Wellings filed Form 4 for Li-Cycle Holdings Corp. (LICYF) on 25 Nov 2024.

Key facts

  • This page summarizes Mark Wellings's Form 4 filing for Li-Cycle Holdings Corp. (LICYF).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 25 Nov 2024, 17:38.

Change

  • Previous filing in this sequence was filed on 17 Sep 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LICY transaction

Common Shares

Award

Transaction value
$0
Shares
+31,129
Change %
+28%
Price
$0.000000
Shares after
142,037
Date
21 Nov 2024
Ownership
Direct
Footnotes
F1, F2
LICY holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
28,779
Date
21 Nov 2024
Ownership
By ZCR Corp.
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

At the election of the reporting person, comprises restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Plan (the "Plan") in lieu of cash compensation under Li-Cycle Holdings Corp. 2024 Director Compensation Program. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. The RSUs shall vest in full on May 23, 2025, subject to the reporting person's continued service through such vesting date. The number of RSUs was calculated based on the closing price of $2.08 per share of common stock on November 21, 2024.

Footnote F2

Includes 129,209 RSUs awarded to the reporting person under the Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. The RSUs shall vest subject to time-based vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.

Footnote F3

Consists of common shares held by ZCR Corp. Mr. Wellings is the sole owner of ZCR Corp. and has voting or investment control over the common shares held by ZCR Corp.

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