Mark Wellings - Sep 13, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
Director
Signature
/s/ Carl DeLuca, attorney-in-fact on behalf of Mark Wellings
Stock symbol
LICY
Transactions as of
Sep 13, 2024
Transactions value $
$9,031
Form type
4
Date filed
9/17/2024, 04:05 PM
Previous filing
Sep 3, 2024
Next filing
Nov 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Purchase $9.03K +6.25K +5.97% $1.45 111K Sep 13, 2024 Direct F1
holding LICY Common Shares 28.8K Sep 13, 2024 By ZCR Corp. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 98,080 restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. The RSUs shall vest subject to time-based vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F2 Consists of common shares held by ZCR Corp. Mr. Wellings is the sole owner of ZCR Corp. and has voting or investment control over the common shares held by ZCR Corp.