Nierenberg Investment Management Company, LLC - 07 Aug 2024 Form 4 Insider Report for POTBELLY CORP (PBPB)

Reporting relationship: 10%+ Owner
Issuer ticker: PBPB
Reported as of: 07 Aug 2024
Net transaction value: +$485,600
SEC form: 4
Accepted by SEC: 07 Aug 2024, 18:39:37 UTC
Prior SEC filing: 07 Aug 2024
Next SEC filing: 24 Jul 2026
Source filing: View source filing
Reporting owner signature: NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. /s/ David Nierenberg Name: David Nierenberg Title: President

Key filing fact

Nierenberg Investment Management Company, LLC filed Form 4 for POTBELLY CORP (PBPB) on 07 Aug 2024.

Key facts

This page summarizes Nierenberg Investment Management Company, LLC's Form 4 filing for POTBELLY CORP (PBPB).
9 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 07 Aug 2024, 18:39.

Change

Previous filing in this sequence was filed on 07 Aug 2024.
Current net transaction value: +$485,600.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PBPB transaction

Common Stock

Purchase

Transaction value: $89,981
Shares: +13,886
Change %: +1.6%
Price: $6.48
Shares after: 878,887
Date: 05 Aug 2024
Ownership: The D3 Family Fund, L.P.
Footnotes: F1, F2, F3

PBPB transaction

Common Stock

Purchase

Transaction value: $163,737
Shares: +25,268
Change %: +1.7%
Price: $6.48
Shares after: 1,546,211
Date: 05 Aug 2024
Ownership: The D3 Family Bulldog Fund, L.P.
Footnotes: F1, F2, F3

PBPB transaction

Common Stock

Purchase

Transaction value: $42,885
Shares: +6,618
Change %: +7%
Price: $6.48
Shares after: 101,338
Date: 05 Aug 2024
Ownership: Haredale Ltd.
Footnotes: F1, F2, F3

PBPB transaction

Common Stock

Purchase

Transaction value: $10,353
Shares: +1,571
Change %: +0.18%
Price: $6.59
Shares after: 880,458
Date: 06 Aug 2024
Ownership: The D3 Family Fund, L.P.
Footnotes: F1, F2, F3

PBPB transaction

Common Stock

Purchase

Transaction value: $18,841
Shares: +2,859
Change %: +0.18%
Price: $6.59
Shares after: 1,549,070
Date: 06 Aug 2024
Ownership: The D3 Family Bulldog Fund, L.P.
Footnotes: F1, F2, F3

PBPB transaction

Common Stock

Purchase

Transaction value: $4,936
Shares: +749
Change %: +0.74%
Price: $6.59
Shares after: 102,087
Date: 06 Aug 2024
Ownership: Haredale Ltd.
Footnotes: F1, F2, F3

PBPB transaction

Common Stock

Purchase

Transaction value: $46,982
Shares: +7,097
Change %: +0.81%
Price: $6.62
Shares after: 887,555
Date: 07 Aug 2024
Ownership: The D3 Family Fund, L.P.
Footnotes: F1, F2, F3

PBPB transaction

Common Stock

Purchase

Transaction value: $85,497
Shares: +12,915
Change %: +0.83%
Price: $6.62
Shares after: 1,561,985
Date: 07 Aug 2024
Ownership: The D3 Family Bulldog Fund, L.P.
Footnotes: F1, F2, F3

PBPB transaction

Common Stock

Purchase

Transaction value: $22,389
Shares: +3,382
Change %: +3.3%
Price: $6.62
Shares after: 105,469
Date: 07 Aug 2024
Ownership: Haredale Ltd.
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.

Footnote F2

Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.

Footnote F3

Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.