SEC ownership of POTBELLY CORP

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001195734.

Comparable stake leader

Nierenberg Investment Management Company, LLC

Disclosed value leader

Nierenberg Investment Management Company, LLC

Comparable rows

4/10

Latest evidence

23 Oct 2025

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
4 of 10
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
Nierenberg Investment Management Company, LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
23 Oct 2025
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001195734
Issuer location
Chicago, IL

Ownership snapshot

Top shareholders of POTBELLY CORP (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Nierenberg Investment Man...
Disclosed value leader
Nierenberg Investment Man...
Comparable rows
4/10
Latest evidence
23 Oct 2025
3/4/5 13D/G Lead comparable stake: 10% 6 rows are not safely comparable across share classes. 13D/G row: Nierenberg Investment Management Company, LLC Showing 1-8 of 10 holder rows.

Quick read

Nierenberg Investment Management Company, LLC leads the comparable SEC ownership view at 10%.

4 of 10 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Nierenberg Investment Management Company, LLC's linked filing trail.
Comparable ownership Top 4
Nierenberg Investment Management ... 10%
Portolan Capital Management, LLC 5.5%
GLAZER CAPITAL, LLC 5.3%
RENAISSANCE TECHNOLOGIES LLC 4%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 10 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Nierenberg Investment Management Company, LLC
3/4/5 13D/G
10%+ Owner · David Nierenberg
10%
from 13D/G
$38,818,664
5,555,626 shares
07 Aug 2024
Portolan Capital Management, LLC
13D/G
5.5%
$14,542,361
1,667,702 shares
$0 20 Jun 2025
GLAZER CAPITAL, LLC
13D/G
5.3%
$20,096,415
1,605,145 shares
$0 22 Sep 2025
RENAISSANCE TECHNOLOGIES LLC
13D/G
4%
$9,722,999
1,201,854 shares
$0 30 Sep 2024
David Nierenberg
3/4/5
10%+ Owner
class O/S missing
$29,104,649
3,109,471 shares
28 Mar 2025
Marla C. Gottschalk
3/4/5
Director
mixed-class rows
$1,844,094
167,122 shares
mixed-class rows
20 May 2021
Todd Whitney Smith
3/4/5
Director
class O/S missing
$1,157,569
95,509 shares
19 May 2023
Benjamin L. Rosenzweig
3/4/5
Director
class O/S missing
$1,023,219
84,424 shares
20 May 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 27 Jun 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 23 reporting-owner rows connected to POTBELLY CORP. Open a relationship link for the CIK-to-CIK filing trail.

Rows
23
Largest Forms 3/4/5 holder
Nierenberg Investment Management Company, LLC
Net 12M change
$0
Latest report
23 Oct 2025
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Nierenberg Investment Management Company, LLC 10%+ Owner $38,818,664 Mixed 07 Aug 2024
David Nierenberg 10%+ Owner $29,104,649 Mixed 28 Mar 2025
Marla C. Gottschalk Director $1,844,094 Mixed 20 May 2021
Todd Whitney Smith Director $1,157,569 Mixed 19 May 2023
Benjamin L. Rosenzweig Director $1,023,219 Mixed 20 May 2021
Scott Swayne Chief People Officer $654,526 Mixed 04 May 2022
Robert D. Wright President and CEO, Director $216,946 Mixed 23 Oct 2025
Karen Lynette McKee SVP, Franchising $0 Mixed 23 Oct 2025
David Near Director $0 Mixed 23 Oct 2025
Will Atkins VP, Controller $0 Mixed 23 Oct 2025
Patrick James Walsh Chief People Officer $0 Mixed 23 Oct 2025
Adiya Dixon SVP, CLO and Secretary $0 Mixed 23 Oct 2025
David W. Head Director $0 Mixed 23 Oct 2025
Joseph Boehm Director $0 Mixed 23 Oct 2025
Pearson David T. Director $0 Mixed 23 Oct 2025
Adam Noyes SVP, Chief Operating Officer $0 Mixed 23 Oct 2025
David Scott Daniels SVP, Chief Marketing Officer $0 Mixed 23 Oct 2025
Jill Sutton Director $0 Mixed 23 Oct 2025
Adrian M. Butler Director $0 Mixed 23 Oct 2025
Vann A. Avedisian Director $0 Mixed 23 Oct 2025

Recent insider transactions for POTBELLY CORP

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Adrian M. Butler PBPB Common Stock Disposed to Issuer -100% -89,529 0 23 Oct 2025 Direct
David Near PBPB Common Stock Disposed to Issuer -100% -158,840 0 23 Oct 2025 Direct
Pearson David T. PBPB Common Stock Disposed to Issuer -100% -49,386 0 23 Oct 2025 Direct
David W. Head PBPB Common Stock Disposed to Issuer -100% -147,726 0 23 Oct 2025 Direct
Joseph Boehm PBPB Common Stock Disposed to Issuer -100% -248,826 0 23 Oct 2025 Direct
Jill Sutton PBPB Common Stock Disposed to Issuer -100% -77,304 0 23 Oct 2025 Direct
Vann A. Avedisian PBPB Common Stock Disposed to Issuer -100% -101,585 0 23 Oct 2025 By LLC
Vann A. Avedisian PBPB Common Stock Disposed to Issuer -100% -513,163 0 23 Oct 2025 By Trust
Vann A. Avedisian PBPB Common Stock Disposed to Issuer -100% -96,930 0 23 Oct 2025 Direct
Vann A. Avedisian PBPB Warrants (right to buy) Disposed to Issuer -100% -40,710 0 23 Oct 2025 By LLC
Robert D. Wright PBPB Common Stock Disposed to Issuer -100% -832,632 0 23 Oct 2025 Direct
Robert D. Wright PBPB Performance Stock Units Disposed to Issuer -100% -183,582 0 23 Oct 2025 Direct
Steven Cirulis PBPB Common Stock Disposed to Issuer -100% -417,470 0 23 Oct 2025 Direct
Steven Cirulis PBPB Performance Stock Units Disposed to Issuer -100% -74,201 0 23 Oct 2025 Direct
Adiya Dixon PBPB Common Stock Disposed to Issuer -100% -155,912 0 23 Oct 2025 Direct
Adiya Dixon PBPB Performance Stock Units Disposed to Issuer -100% -52,347 0 23 Oct 2025 Direct
David Scott Daniels PBPB Common Stock Disposed to Issuer -100% -134,179 0 23 Oct 2025 Direct
David Scott Daniels PBPB Performance Stock Units Disposed to Issuer -100% -56,998 0 23 Oct 2025 Direct
Karen Lynette McKee PBPB Common Stock Disposed to Issuer -100% -15,855 0 23 Oct 2025 Direct
Karen Lynette McKee PBPB Performance Stock Units Disposed to Issuer -100% -16,347 0 23 Oct 2025 Direct
Jeffrey Douglas PBPB Common Stock Disposed to Issuer -100% -179,274 0 23 Oct 2025 Direct
Jeffrey Douglas PBPB Performance Stock Units Disposed to Issuer -100% -41,025 0 23 Oct 2025 Direct
Adam Noyes PBPB Common Stock Disposed to Issuer -100% -395,024 0 23 Oct 2025 Direct
Adam Noyes PBPB Performance Stock Units Disposed to Issuer -100% -74,201 0 23 Oct 2025 Direct
Patrick James Walsh PBPB Common Stock Disposed to Issuer -100% -36,148 0 23 Oct 2025 Direct
Patrick James Walsh PBPB Performance Stock Units Disposed to Issuer -100% -40,130 0 23 Oct 2025 Direct
Will Atkins PBPB Common Stock Disposed to Issuer -100% -48,203 0 23 Oct 2025 Direct
Robert D. Wright PBPB Common Stock Gift -3.4% -29,309 832,632 03 Oct 2025 Direct
Robert D. Wright PBPB Common Stock Tax liability -0.25% -2,182 861,941 31 Aug 2025 Direct
Robert D. Wright PBPB Common Stock Tax liability -1.16% -9,238 788,944 08 Aug 2025 Direct
Robert D. Wright PBPB Common Stock Options Exercise 3.03% 23,479 798,182 08 Aug 2025 Direct
Robert D. Wright PBPB Price Performance Stock Units Options Exercise -50% -23,479 23,479 08 Aug 2025 Direct
Robert D. Wright PBPB Common Stock Tax liability -0.71% -5,551 774,703 31 Jul 2025 Direct
Robert D. Wright PBPB Common Stock Tax liability -0.28% -2,182 780,254 30 Jun 2025 Direct
* marks a reported price that did not pass the local price check.
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