Nierenberg Investment Management Company, Inc. - Aug 2, 2024 Form 3 Insider Report for POTBELLY CORP (PBPB)

Role
10%+ Owner
Signature
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. By: /s/ David Nierenberg Name: David Nierenberg Title: President
Stock symbol
PBPB
Transactions as of
Aug 2, 2024
Transactions value $
$0
Form type
3
Date filed
8/7/2024, 06:37 PM
Next filing
Aug 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PBPB Common Stock 865K Aug 2, 2024 By D3 Family Fund, L.P. F1, F2, F3
holding PBPB Common Stock 1.52M Aug 2, 2024 By D3 Family Bulldog Fund, L.P. F1, F2, F3
holding PBPB Common Stock 94.7K Aug 2, 2024 By Haredale Ltd. F1, F2, F3
holding PBPB Common Stock 426K Aug 2, 2024 By Benedict Value Fund, L.P. F1, F2, F3
holding PBPB Common Stock 94.4K Aug 2, 2024 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
F2 Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
F3 Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
F4 The shares are owned solely by David Nierenberg.