Key facts
- This page summarizes Nierenberg Investment Management Company, LLC's Form 3 filing for POTBELLY CORP (PBPB).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 07 Aug 2024, 18:37.
Nierenberg Investment Management Company, LLC - 02 Aug 2024 Form 3 Insider Report for POTBELLY CORP (PBPB)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- PBPB
- Reported as of
- 02 Aug 2024
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 07 Aug 2024, 18:37:11 UTC
- Next SEC filing
- 07 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. By: /s/ David Nierenberg Name: David Nierenberg Title: President
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Nierenberg Investment Management Company, LLC filed Form 3 for POTBELLY CORP (PBPB) on 07 Aug 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PBPB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 865,001
- Date
- 02 Aug 2024
- Ownership
- By D3 Family Fund, L.P.
- Footnotes
- F1, F2, F3
PBPB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,520,943
- Date
- 02 Aug 2024
- Ownership
- By D3 Family Bulldog Fund, L.P.
- Footnotes
- F1, F2, F3
PBPB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 94,720
- Date
- 02 Aug 2024
- Ownership
- By Haredale Ltd.
- Footnotes
- F1, F2, F3
PBPB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 425,555
- Date
- 02 Aug 2024
- Ownership
- By Benedict Value Fund, L.P.
- Footnotes
- F1, F2, F3
PBPB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 94,398
- Date
- 02 Aug 2024
- Ownership
- Direct
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
This Form 3 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
Footnote F2
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
Footnote F3
Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
Footnote F4
The shares are owned solely by David Nierenberg.