Nierenberg Investment Management Company, Inc. - Aug 7, 2024 Form 4 Insider Report for POTBELLY CORP (PBPB)

Role
10%+ Owner
Signature
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. /s/ David Nierenberg Name: David Nierenberg Title: President
Stock symbol
PBPB
Transactions as of
Aug 7, 2024
Transactions value $
$485,600
Form type
4
Date filed
8/7/2024, 06:39 PM
Previous filing
Aug 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBPB Common Stock Purchase $90K +13.9K +1.61% $6.48 879K Aug 5, 2024 The D3 Family Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $164K +25.3K +1.66% $6.48 1.55M Aug 5, 2024 The D3 Family Bulldog Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $42.9K +6.62K +6.99% $6.48 101K Aug 5, 2024 Haredale Ltd. F1, F2, F3
transaction PBPB Common Stock Purchase $10.4K +1.57K +0.18% $6.59 880K Aug 6, 2024 The D3 Family Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $18.8K +2.86K +0.18% $6.59 1.55M Aug 6, 2024 The D3 Family Bulldog Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $4.94K +749 +0.74% $6.59 102K Aug 6, 2024 Haredale Ltd. F1, F2, F3
transaction PBPB Common Stock Purchase $47K +7.1K +0.81% $6.62 888K Aug 7, 2024 The D3 Family Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $85.5K +12.9K +0.83% $6.62 1.56M Aug 7, 2024 The D3 Family Bulldog Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $22.4K +3.38K +3.31% $6.62 105K Aug 7, 2024 Haredale Ltd. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
F2 Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
F3 Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.