Corebridge Financial, Inc. - 15 Jul 2024 Form 4 Insider Report for Cliffwater Corporate Lending Fund (CCLFX)

Reporting relationship: Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
Issuer ticker: CCLFX
Reported as of: 15 Jul 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 17 Jul 2024, 21:36:06 UTC
Prior SEC filing: 11 Jun 2024
Next SEC filing: 25 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Christine Nixon, Authorized Signatory of Corebridge Financial, Inc.

Key filing fact

Corebridge Financial, Inc. filed Form 4 for Cliffwater Corporate Lending Fund (CCLFX) on 17 Jul 2024.

Key facts

This page summarizes Corebridge Financial, Inc.'s Form 4 filing for Cliffwater Corporate Lending Fund (CCLFX).
5 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 17 Jul 2024, 21:36.

Change

Previous filing in this sequence was filed on 11 Jun 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CCLFX transaction

5.44% Series B Senior Secured Notes due July 19, 2025

Purchase

Transaction value
Shares: +1,532,500
Change %
Price
Shares after: $12,500,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F1, F2, F3

CCLFX transaction

5.50% Series C Senior Secured Notes due July 19, 2026

Purchase

Transaction value
Shares: +4,168,400
Change %
Price
Shares after: $34,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F4, F5, F6

CCLFX transaction

5.61% Series E Senior Secured Notes due July 19, 2027

Purchase

Transaction value
Shares: +5,210,500
Change %
Price
Shares after: $42,500,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F7, F8, F9

CCLFX transaction

7.10% Series I Senior Secured Notes due December 6, 2027

Purchase

Transaction value
Shares: +7,356,000
Change %
Price
Shares after: $60,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F10, F11, F12

CCLFX transaction

6.75% Series K Senior Secured Notes due August 4, 2026

Purchase

Transaction value
Shares: +6,000,000
Change %
Price
Shares after: $6,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F13, F14, F15

CCLFX holding

4.10% Series A Senior Secured Notes due March 28, 2027

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $25,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F16

CCLFX holding

5.72% Series F Senior Secured Notes due July 19, 2029

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $33,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F17

CCLFX holding

5.72% Series G Senior Secured Notes due July 19, 2029

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $28,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F18

CCLFX holding

7.17% Series J Senior Secured Notes due December 6, 2029

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $40,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F19

CCLFX holding

6.77% Series L Senior Secured Notes due August 4, 2028

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $12,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F20

CCLFX holding

6.81% Series M Senior Secured Notes due August 4, 2030

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $12,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F21

CCLFX holding

7.23% Series Q Senior Secured Notes due January 20, 2031

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $39,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F22

CCLFX holding

7.40% Series R Senior Secured Notes due January 20, 2034

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $50,000,000
Date: 15 Jul 2024
Ownership: Held through subsidiaries
Footnotes: F23

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 23 footnotes

Footnote F1

On July 15, 2024, American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG, entered into an agreement with a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to which AGLIC agreed to purchase $1,532,500.00 principal amount of the reported securities. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, continues to manage such securities pursuant to an investment management agreement.

Footnote F2

The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $1,550,886.59.

Footnote F3

AGLIC directly holds $12,500,000.00 principal amount of the reported securities.

Footnote F4

On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $4,168,400.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement.

Footnote F5

The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $4,190,469.36.

Footnote F6

AGLIC and The United States Life Insurance Company in the City of New York ("USL"), an indirect wholly owned subsidiary of CRBG, directly hold $4,168,400.00 principal amount and $29,831,600.00 principal amount of the reported securities, respectively.

Footnote F7

On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $5,210,500.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement.

Footnote F8

The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $5,228,936.49.

Footnote F9

AGLIC and The Variable Annuity Life Insurance Company ("VALIC"), an indirect wholly owned subsidiary of CRBG, directly hold $32,500,000.00 principal amount and $10,000,000.00 principal amount of the reported securities, respectively.

Footnote F10

On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $7,356,000.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement.

Footnote F11

The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $7,558,187.83.

Footnote F12

AGLIC directly holds $60,000,000.00 principal amount of the reported securities.

Footnote F13

On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $6,000,000.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement.

Footnote F14

The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $6,194,775.00.

Footnote F15

AGLIC directly holds $6,000,000.00 principal amount of the reported securities.

Footnote F16

AGLIC directly holds $25,000,000.00 principal amount of the reported securities.

Footnote F17

AGLIC and VALIC directly hold $18,000,000.00 principal amount and $15,000,000.00 principal amount of the reported securities, respectively.

Footnote F18

AGLIC directly holds $28,000,000.00 principal amount of the reported securities.

Footnote F19

AGLIC directly holds $40,000,000.00 principal amount of the reported securities.

Footnote F20

AGLIC and USL each directly hold $6,000,000.00 principal amount of the reported securities.

Footnote F21

AGLIC directly holds $12,000,000.00 principal amount of the reported securities.

Footnote F22

AGLIC directly holds $39,000,000.00 principal amount of the reported securities.

Footnote F23

AGLIC and USL directly hold $40,000,000 principal amount and $10,000,000.00 principal amount of the reported securities, respectively.

SEC remarks

Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

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