Key facts
- This page summarizes Matthew Vargas's Form 4 filing for EMCORE CORP.
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 18 Jun 2024, 17:12.
Matthew Vargas - 14 Jun 2024 Form 4 Insider Report for EMCORE CORP
- Reporting relationship
- Interim CEO
- Issuer ticker
- N/A
- Reported as of
- 14 Jun 2024
- Net transaction value
- -$37.02
- SEC form
- 4
- Accepted by SEC
- 18 Jun 2024, 17:12:24 UTC
- Prior SEC filing
- 17 May 2024
- Next SEC filing
- 12 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ryan Hochgesang, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Matthew Vargas filed Form 4 for EMCORE CORP on 18 Jun 2024.
Change
- Previous filing in this sequence was filed on 17 May 2024.
- Current net transaction value: -$37.02.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EMKR
transaction
Restricted Stock Units
Award
- Transaction value
- Shares
- +215,517
- Change %
- +6521%
- Price
- Shares after
- 218,822
- Date
- 14 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
EMKR
transaction
Common Stock
Tax liability
- Transaction value
- $37.02
- Shares
- -43
- Change %
- -0.02%
- Price
- $0.8610
- Shares after
- 218,779
- Date
- 15 Jun 2024
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each restricted stock unit (RSU) represents a contingent right to receive one share of EMCORE common stock. The RSUs were issued pursuant to the Amended and Restated EMCORE Corporation 2019 Equity Incentive Plan. The RSUs vest as to all of the underlying shares on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Footnote F2
On June 15, 2023, the Reporting Person was granted 480 RSUs, vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 3, Table I. The Reporting Person vested in 120 shares on June 15, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on June 15, 2024.
SEC remarks
The securities reported on this Form 4 have been adjusted to reflect the 10-for-1 reverse stock split of EMCORE common stock which became effective on April 1, 2024.