Matthew Vargas - 09 Aug 2024 Form 4 Insider Report for EMCORE CORP

Role: Interim CEO
Signature: /s/ Ryan Hochgesang, as attorney-in-fact
Issuer symbol: N/A
Transactions as of: 09 Aug 2024
Net transactions value: -$44.71
Form type: 4
Filing time: 12 Aug 2024, 16:41:10 UTC
Previous filing: 18 Jun 2024
Next filing: 11 Dec 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMKR	Common Stock	Tax liability	$44.71	-48	-0.02%	$0.9315	218,731	09 Aug 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On August 9, 2022, the Reporting Person was granted 620 RSUs, vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 3, Table I. The Reporting Person vested in 155 shares on August 9, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on August 9, 2024.

Content

On August 9, 2022, the Reporting Person was granted 620 RSUs, vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 3, Table I. The Reporting Person vested in 155 shares on August 9, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on August 9, 2024.

Remarks:

The securities reported on this Form 4 have been adjusted to reflect the 10-for-1 reverse stock split of EMCORE common stock which became effective on April 1, 2024.