Matthew Vargas - Aug 9, 2024 Form 4 Insider Report for EMCORE CORP (EMKR)

Role: Interim CEO
Signature: /s/ Ryan Hochgesang, as attorney-in-fact
Stock symbol: EMKR
Transactions as of: Aug 9, 2024
Transactions value $: -$45
Form type: 4
Date filed: 8/12/2024, 04:41 PM
Previous filing: Jun 18, 2024
Next filing: Dec 11, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMKR	Common Stock	Tax liability	-$45	-48	-0.02%	$0.93	219K	Aug 9, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On August 9, 2022, the Reporting Person was granted 620 RSUs, vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 3, Table I. The Reporting Person vested in 155 shares on August 9, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on August 9, 2024.

Content

On August 9, 2022, the Reporting Person was granted 620 RSUs, vesting in four equal annual installments beginning on the first anniversary of the grant date, which grant was previously reported on a Form 3, Table I. The Reporting Person vested in 155 shares on August 9, 2024 from this RSU award. The number of shares reported here represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligation in connection with the vesting of the RSUs on August 9, 2024.

Remarks:

The securities reported on this Form 4 have been adjusted to reflect the 10-for-1 reverse stock split of EMCORE common stock which became effective on April 1, 2024.