Matthew Vargas - May 8, 2024 Form 3 Insider Report for EMCORE CORP (EMKR)

Role
Interim CEO
Signature
/s/ Ryan Hochgesang, as attorney-in-fact
Stock symbol
EMKR
Transactions as of
May 8, 2024
Transactions value $
$0
Form type
3
Date filed
5/17/2024, 06:05 PM
Next filing
Jun 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EMKR Common Stock 3.31K May 8, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EMKR Performance-Based Restricted Stock Units (PSUs) May 8, 2024 Common Stock 1.88K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes an aggregate of 2,820 shares of common stock issuable pursuant to restricted stock units that have not yet vested.
F2 Either zero (0) or 100% of the PSUs will vest, if at all, on March 23, 2026, subject to the Reporting Person's continued service with the Issuer through such date.
F3 Each Performance-Based Restricted Stock Unit (PSU) represents a contingent right to receive one share of EMCORE common stock, based on a threshold average closing share price for EMCORE's common stock, as set by the Compensation Committee of the Board of Directors, during any 30-day period within the three-year period following the grant date.