Key facts
- This page summarizes Robert Falzon's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 15 May 2024, 16:45.
Robert Falzon - 13 May 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)
- Reporting relationship
- EVP and Vice Chairman
- Issuer ticker
- PRU
- Reported as of
- 13 May 2024
- Net transaction value
- -$2,119,132
- SEC form
- 4
- Accepted by SEC
- 15 May 2024, 16:45:14 UTC
- Prior SEC filing
- 04 Mar 2024
- Next SEC filing
- 08 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard J. Baker, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert Falzon filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 15 May 2024.
Change
- Previous filing in this sequence was filed on 04 Mar 2024.
- Current net transaction value: -$2,119,132.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $6,180,339
- Shares
- +66,199
- Change %
- +34%
- Price
- $93.36
- Shares after
- 263,082
- Date
- 13 May 2024
- Ownership
- Direct
PRU
transaction
Common Stock
Sale
- Transaction value
- $7,232,651
- Shares
- -60,999
- Change %
- -23%
- Price
- $118.57
- Shares after
- 202,083
- Date
- 13 May 2024
- Ownership
- Direct
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $7,125,538
- Shares
- +74,325
- Change %
- +37%
- Price
- $95.87
- Shares after
- 276,408
- Date
- 13 May 2024
- Ownership
- Direct
PRU
transaction
Common Stock
Sale
- Transaction value
- $8,192,357
- Shares
- -69,093
- Change %
- -25%
- Price
- $118.57
- Shares after
- 207,315
- Date
- 13 May 2024
- Ownership
- Direct
- Footnotes
- F1
PRU
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 687
- Date
- 13 May 2024
- Ownership
- By 401(k)
PRU
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,580
- Date
- 13 May 2024
- Ownership
- By Spouse
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PRU
transaction
Derivative
2019 Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -66,199
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 13 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 66,199
- Exercise price
- $93.36
- Footnotes
- F2
PRU
transaction
Derivative
2020 Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -74,325
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 13 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 74,325
- Exercise price
- $95.87
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Following the transactions reported on this Form 4, Mr. Falzon continues to hold 207,315 shares directly and 687 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 55,453 vested stock options, 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals).
Footnote F2
The options vest in three equal annual installments beginning on February 12, 2020.
Footnote F3
The options vest in three equal annual installments beginning on February 11, 2021.