ROBERT FALZON - 29 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and Vice Chairman
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
29 Feb 2024
Net transactions value
-$1,297,199
Form type
4
Filing time
04 Mar 2024, 18:44:33 UTC
Previous filing
15 Feb 2024
Next filing
15 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +9,211 +5% $0.000000 193,525 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $488,493 -4,482 -2.3% $108.99 189,043 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +6,868 +3.6% $0.000000 195,911 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $363,809 -3,338 -1.7% $108.99 192,573 29 Feb 2024 Direct F2
transaction PRU Common Stock Options Exercise $0 +8,392 +4.4% $0.000000 200,965 29 Feb 2024 Direct F1
transaction PRU Common Stock Tax liability $444,897 -4,082 -2% $108.99 196,883 29 Feb 2024 Direct F2
holding PRU Common Stock 687 29 Feb 2024 By 401(k)
holding PRU Common Stock 3,580 29 Feb 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -9,211 -100% $0.000000* 0 29 Feb 2024 Common Stock 9,211 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -6,868 -50% $0.000000 6,869 29 Feb 2024 Common Stock 6,868 $0.000000 Direct F3, F5
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -8,392 -33% $0.000000 16,785 29 Feb 2024 Common Stock 8,392 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.