Key facts
- This page summarizes Stacey Goodman's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 15 Feb 2024, 19:13.
Stacey Goodman - 13 Feb 2024 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)
- Reporting relationship
- Executive Vice President
- Issuer ticker
- PRU
- Reported as of
- 13 Feb 2024
- Net transaction value
- -$746,257
- SEC form
- 4
- Accepted by SEC
- 15 Feb 2024, 19:13:01 UTC
- Prior SEC filing
- 02 Mar 2023
- Next SEC filing
- 04 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard J. Baker, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stacey Goodman filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 15 Feb 2024.
Change
- Previous filing in this sequence was filed on 02 Mar 2023.
- Current net transaction value: -$746,257.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +16,590
- Change %
- +172%
- Price
- $0.000000
- Shares after
- 26,239
- Date
- 13 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
PRU
transaction
Common Stock
Tax liability
- Transaction value
- $746,257
- Shares
- -7,091
- Change %
- -27%
- Price
- $105.24
- Shares after
- 19,148
- Date
- 13 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
PRU
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,964
- Date
- 13 Feb 2024
- Ownership
- By 401(k)
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PRU
transaction
Derivative
2024 Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +6,533
- Change %
- Price
- $0.000000
- Shares after
- 6,533
- Date
- 13 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,533
- Exercise price
- $0.000000
- Footnotes
- F4, F5
PRU
transaction
Derivative
2024 Performance Shares
Award
- Transaction value
- $0
- Shares
- +19,599
- Change %
- Price
- $0.000000
- Shares after
- 19,599
- Date
- 13 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,599
- Exercise price
- $0.000000
- Footnotes
- F6, F7
PRU
transaction
Derivative
2021 Performance Shares
Options Exercise
- Transaction value
- $0
- Shares
- -17,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 13 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,500
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.
Footnote F2
Represents shares withheld for the payment of taxes.
Footnote F3
Amount reported has been adjusted to include 566 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2022, and December 31, 2023, based on a plan statement dated December 31, 2023. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
Footnote F4
The Restricted Stock Units convert to common stock on a 1 to 1 basis.
Footnote F5
The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
Footnote F6
The performance shares convert to common stock on a 1 to 1 basis.
Footnote F7
Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.