Stacey Goodman - 28 Feb 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Richard J. Baker, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2023
Net transactions value
-$181,200
Form type
4
Filing time
02 Mar 2023, 15:03:51 UTC
Previous filing
16 Feb 2023
Next filing
15 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1,945 +25% $0.000000 9,813 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $98,200 -982 -10% $100.00 8,831 28 Feb 2023 Direct F2
transaction PRU Common Stock Options Exercise $0 +1,648 +19% $0.000000 10,479 28 Feb 2023 Direct F1
transaction PRU Common Stock Tax liability $83,000 -830 -7.9% $100.00 9,649 28 Feb 2023 Direct F2
holding PRU Common Stock 1,398 28 Feb 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -1,945 -50% $0.000000 1,945 28 Feb 2023 Common Stock 1,945 Direct F3, F4
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1,648 -33% $0.000000 3,298 28 Feb 2023 Common Stock 1,648 $0.000000 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.