Key facts
- This page summarizes Kelly Rosser's Form 4/A filing for Heliogen, Inc. (HLGN).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 21 Dec 2023, 17:28.
Kelly Rosser - 15 Dec 2023 Form 4/A Insider Report for Heliogen, Inc. (HLGN)
- Reporting relationship
- Chief Accounting Officer
- Issuer ticker
- HLGN
- Reported as of
- 15 Dec 2023
- Net transaction value
- -$2,072
- SEC form
- 4/A
- Accepted by SEC
- 21 Dec 2023, 17:28:05 UTC
- Original report date
- 19 Dec 2023
- Prior SEC filing
- 22 Jun 2023
- Next SEC filing
- 16 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Deborah Chen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Kelly Rosser filed Form 4/A for Heliogen, Inc. (HLGN) on 21 Dec 2023.
Change
- Previous filing in this sequence was filed on 22 Jun 2023.
- Current net transaction value: -$2,072.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLGN
transaction
Common Stock
Tax liability
- Transaction value
- $2,072
- Shares
- -1,001
- Change %
- -6.1%
- Price
- $2.07
- Shares after
- 15,465
- Date
- 15 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
Footnote F2
On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.
Footnote F3
Includes 408 shares purchased on November 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan.
SEC remarks
The original Form 4, filed on December 19, 2023, is being amended by this Form 4/A to correct the previously reported balances in Item 5 of Table 1. The beginning balance of the number of shares previously reported did not reflect the Reverse Stock Split and has now been adjusted to reflect the Reverse Stock Split.