Holder evidence
24
SEC ownership of Heliogen, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001840292.
Lead holder
GOLDMAN SACHS GROUP INC
13D/G signal
GOLDMAN SACHS GROUP INC
Latest evidence
31 Mar 2026
- CIK
- 0001840292
- Location
- Pasadena, CA
- SEC evidence mix
- 13D/G, 3/4/5, and 13F
- Lead holder
- GOLDMAN SACHS GROUP INC
- Latest large-stake holder
- GOLDMAN SACHS GROUP INC
- Latest evidence date
- 31 Mar 2026
Issuer identity
Ownership snapshot
Ownership snapshot
Top shareholders of Heliogen, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
GOLDMAN SACHS GROUP INC
13D/G signal
GOLDMAN SACHS GROUP INC
Evidence rows
24
Latest as of
31 Mar 2026
13D/G
3/4/5
13F
Lead comparable stake: 0.1%
13D/G row: GOLDMAN SACHS GROUP INC
Showing 1-8 of 24 holder rows.
Rank 1 holder
GOLDMAN SACHS GROUP INC
13D/G
- Ownership
- 0.1%
- Position
- $9.7K
Rank 2 holder
Robert Phelps Morris
3/4/5
- Ownership
- 1%
- Position
- $131.2K
Rank 3 holder
Christiana Obiaya
3/4/5
- Ownership
- 0.72%
- Position
- $91.4K
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC |
13D/G
THE GOLDMAN SACHS GROUP, INC.
|
0.1%
|
$9,726
6,124 shares
|
-$768,185 | 30 Jun 2025 |
| Robert Phelps Morris |
3/4/5
Chief Financial Officer
|
1%
|
$131,159
68,312 shares
|
— | 16 Jun 2025 |
| Christiana Obiaya |
3/4/5
Chief Executive Officer, Director
|
0.72%
|
$91,370
47,589 shares
|
— | 16 Jun 2025 |
| Wilda Siu |
3/4/5
Chief Accounting Officer
|
0.41%
|
$52,239
27,208 shares
|
— | 16 Jun 2025 |
| Dakin Sloss |
3/4/5
10%+ Owner
|
—
class O/S missing
|
$35,491,758
17,145,777 shares
|
— | 12 Jun 2023 |
| NeoTribe Partners I, LLC |
3/4/5
10%+ Owner
|
—
class O/S missing
|
$1,508,927
728,950 shares
|
— | 24 Aug 2022 |
| Cambridge Equities, LP |
3/4/5
10%+ Owner
|
—
class O/S missing
|
$915,557
442,298 shares
|
— | 15 Feb 2024 |
| Nant Capital, LLC |
3/4/5
10%+ Owner
|
—
class O/S missing
|
$672,072
442,298 shares
|
— | 15 Feb 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 30 May 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 23 reporting-owner rows connected to Heliogen, Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
23
Lead holder
Dakin Sloss
Net 12M change
$0
Latest report
16 Jun 2025
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Dakin Sloss | 10%+ Owner | $35,491,758 | Mixed | 12 Jun 2023 | ||
| Andrew Alan Lambert | Chf. Mfg. & Sply. Chain Ofc. | $2,009,892 | Mixed | 03 May 2023 | ||
| Sagar Kurada | CFO and Head of Strategy | $1,552,500 | Mixed | 02 Aug 2023 | ||
| NeoTribe Partners I, LLC | 10%+ Owner | $1,508,927 | Mixed | 24 Aug 2022 | ||
| Cambridge Equities, LP | 10%+ Owner | $915,557 | Mixed | 15 Feb 2024 | ||
| Nant Capital, LLC | 10%+ Owner | $672,072 | Filing P/S | 15 Feb 2024 | ||
| Robert M. Kavner | Director | $443,835 | Mixed | 03 Aug 2023 | ||
| Paul Gauche | Executive VP, Engineering | $387,692 | Mixed | 15 Mar 2023 | ||
| Steven Schell | Chief Technology Officer | $312,562 | Mixed | 30 Dec 2021 | ||
| David W. Crane | Director | $288,585 | Mixed | 19 Jul 2022 | ||
| Robert Phelps Morris | Chief Financial Officer | $131,159 | Mixed | 16 Jun 2025 | ||
| Christiana Obiaya | Chief Executive Officer, Director | $91,370 | Mixed | 16 Jun 2025 | ||
| Phyllis W. Newhouse | Director | $77,114 | Mixed | 19 Dec 2024 | ||
| Wilda Siu | Chief Accounting Officer | $52,239 | Mixed | 16 Jun 2025 | ||
| Thomas P. Doyle | Chief Commercial Officer | $35,441 | Mixed | 16 Dec 2024 | ||
| Kelly Rosser | Chief Accounting Officer | $32,013 | Mixed | 15 Dec 2023 | ||
| Stacey Y. Abrams | Director | $17,040 | Mixed | 01 Aug 2024 | ||
| Suntharesan Padmanathan | Director | $16,201 | Mixed | 01 Aug 2024 | ||
| Julie Kane | Director | $16,201 | Mixed | 01 Aug 2024 | ||
| Barbara J. Burger | Director | $13,418 | Mixed | 01 Aug 2024 |
Recent insider transactions for Heliogen, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Reported value | Reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Christiana Obiaya | HLGN | Common Stock | Tax liability | -1.8% | -872 | 47,589 | 16 Jun 2025 | Direct | ||
| Robert Phelps Morris | HLGN | Common Stock | Tax liability | -1.62% | -1,128 | 68,312 | 16 Jun 2025 | Direct | ||
| Wilda Siu | HLGN | Common Stock | Tax liability | -3% | -842 | 27,208 | 16 Jun 2025 | Direct |
* indicates a reported price that failed the local validity check.