Kelly Rosser - 20 Jun 2023 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Role: Interim CFO, and CAO
Signature: /s/ Deborah Chen, Attorney-in-Fact
Issuer symbol: HLGN
Transactions as of: 20 Jun 2023
Net transactions value: -$523
Form type: 4
Filing time: 22 Jun 2023, 18:35:41 UTC
Previous filing: 05 May 2023
Next filing: 19 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLGN	Common Stock	Sale	$523	-2,238	-0.4%	$0.2338	562,062	20 Jun 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F2	Includes 14,300 shares purchased on May 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan.

Content

The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Includes 14,300 shares purchased on May 15, 2023 under the Heliogen, Inc. 2021 Employee Stock Purchase Plan.