Gerard Wenzel - 10 Nov 2023 Form 4 Insider Report for SOBR Safe, Inc. (SOBR)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
14 Nov 2023, 14:03:23 UTC
Prior SEC filing
05 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Gerard Wenzel

Key filing fact

Gerard Wenzel filed Form 4 for SOBR Safe, Inc. (SOBR) on 14 Nov 2023.

Key facts

  • This page summarizes Gerard Wenzel's Form 4 filing for SOBR Safe, Inc. (SOBR).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 14 Nov 2023, 14:03.

Change

  • Previous filing in this sequence was filed on 05 Jun 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOBR transaction

Common Stock

Options Exercise

Transaction value
$24,000
Shares
+50,000
Change %
+48%
Price
$0.4800
Shares after
153,432
Date
10 Nov 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOBR transaction Derivative

Restricted Stock Units (RSUs)

Award

Transaction value
Shares
+50,000
Change %
Price
Shares after
50,000
Date
10 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$0.000000
Footnotes
F2, F3
SOBR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$24,000
Shares
-50,000
Change %
-100%
Price
$0.4800
Shares after
0
Date
10 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$0.4800
Footnotes
F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares issued for vested RSUs

Footnote F2

The RSUs don't have an expiration date but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting.

Footnote F3

Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer.

Footnote F4

The vested RSUs were converted to common stock.

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