Key facts
- This page summarizes Paul Gauche's Form 4 filing for Heliogen, Inc. (HLGN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 17 Mar 2023, 17:32.
Paul Gauche - 15 Mar 2023 Form 4 Insider Report for Heliogen, Inc. (HLGN)
- Reporting relationship
- Executive VP, Engineering
- Issuer ticker
- HLGN
- Reported as of
- 15 Mar 2023
- Net transaction value
- -$3,933
- SEC form
- 4
- Accepted by SEC
- 17 Mar 2023, 17:32:54 UTC
- Prior SEC filing
- 09 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alexander Gefter, Attorney in Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Paul Gauche filed Form 4 for Heliogen, Inc. (HLGN) on 17 Mar 2023.
Change
- Previous filing in this sequence was filed on 09 Dec 2022.
- Current net transaction value: -$3,933.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLGN
transaction
Common Stock
Sale
- Transaction value
- $2,877
- Shares
- -13,823
- Change %
- -6.7%
- Price
- $0.2081
- Shares after
- 192,513
- Date
- 15 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
HLGN
transaction
Common Stock
Sale
- Transaction value
- $1,057
- Shares
- -5,222
- Change %
- -2.7%
- Price
- $0.2024
- Shares after
- 187,291
- Date
- 16 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.