Paul Gauche - 02 Nov 2022 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Role: Executive VP, Engineering
Signature: /s/ Deborah Chen, Attorney-in-Fact
Issuer symbol: HLGN
Transactions as of: 02 Nov 2022
Net transactions value: $0
Form type: 4
Filing time: 09 Dec 2022, 18:00:16 UTC
Previous filing: 12 Aug 2022
Next filing: 17 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLGN	Common Stock	Award	$0	+200,000	+3157%	$0.000000	206,336	02 Nov 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of 200,000 restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan (the "Plan"). Six and one quarter percent (6.25%) of the shares underlying the RSUs initially granted vest in quarterly installments with the first installment vesting as of September 15, 2022, subject to the Reporting Person's continuous service. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
F2	Also includes 6,336 RSUs vesting on January 1, 2023, subject to the Reporting Person's continuous service as defined in the Plan through such vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Content

Consists of 200,000 restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan (the "Plan"). Six and one quarter percent (6.25%) of the shares underlying the RSUs initially granted vest in quarterly installments with the first installment vesting as of September 15, 2022, subject to the Reporting Person's continuous service. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Also includes 6,336 RSUs vesting on January 1, 2023, subject to the Reporting Person's continuous service as defined in the Plan through such vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.