9830 Macarthur, LLC - 31 Dec 2021 Form 5 Insider Report for Aterian, Inc. (ATER)

Reporting relationship: Less then 10% Owner
Issuer ticker: ATER
Reported as of: 31 Dec 2021
Net transaction value: -$7,106,629
SEC form: 5
Accepted by SEC: 14 Feb 2022, 19:54:47 UTC
Prior SEC filing: 15 Sep 2021
Source filing: View source filing
Reporting owner signature: Jelena Puzovic, for herself and as the Trustee of the Trust( for itself and as Manager of MacArthur)

Key filing fact

9830 Macarthur, LLC filed Form 5 for Aterian, Inc. (ATER) on 14 Feb 2022.

Key facts

This page summarizes 9830 Macarthur, LLC's Form 5 filing for Aterian, Inc. (ATER).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 14 Feb 2022, 19:54.

Change

Previous filing in this sequence was filed on 15 Sep 2021.
Current net transaction value: -$7,106,629.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATER transaction

Aterian, Inc

Disposed to Issuer

Transaction value: $7,106,629
Shares: -1,105,230
Change %: -75%
Price: $6.43^*
Shares after: 363,470
Date: 31 Dec 2021
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

9830 Macarthur, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

As of 9/17/2021 , 9830 MacArthur LLC was under 10 percent and no longer a beneficial owner. Shares were disposed of in various transactions from 9/21/2017 until 11/9/2021. In addition, new shares were purchased from 11/9/2021 thru 12/29/2021 at average price of 6.91.

Footnote F2

This Form 5 is for the end of year shares owned by 9830 MacArthur LLC.