9830 Macarthur, LLC - Sep 1, 2021 Form 4 Insider Report for Aterian, Inc. (ATER)

Role
10%+ Owner
Signature
Jelena Puzovic, for herself and as the Trustee of the Trust (for itself and as Manager of Macarthur
Stock symbol
ATER
Transactions as of
Sep 1, 2021
Transactions value $
-$1,387,460
Form type
4
Date filed
9/15/2021, 07:50 PM
Previous filing
Sep 17, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATER Common Stock ($0.0001 par value) Sale -$1.31M -181K -3.69% $7.26* 4.73M Sep 1, 2021 By: 9830 Macarthur, LLC F1, F2
transaction ATER Common Stock ($0.0001 par value) Sale -$73.4K -10K -0.21% $7.34* 4.72M Sep 7, 2021 By: 9830 Macarthur, LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 9830 Macarthur, LLC ("Macarthur") is a private investment vehicle. Macarthur driectly owns the securities herin. Nijor Children's Trust UA 1/2/2017 ( the " Trust" )is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose
F2 All prices reported herein are exclusive of brokerage commissions. This price is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $7.06 to $7.66, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.
F3 All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.34. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.