SEC ownership of Aterian, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001757715.

Comparable stake leader

David E. Lazar

Disclosed value leader

David E. Lazar

Comparable rows

32/42

Latest evidence

17 Jul 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
32 of 42
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
David E. Lazar
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
17 Jul 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001757715
Issuer location
Summit, NJ

Ownership snapshot

Top shareholders of Aterian, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
David E. Lazar
Disclosed value leader
David E. Lazar
Comparable rows
32/42
Latest evidence
17 Jul 2026
13D/G 3/4/5 13F Lead comparable stake: 96% 10 rows are not safely comparable across share classes. 13D/G row: David E. Lazar Showing 1-8 of 42 holder rows.

Quick read

David E. Lazar leads the comparable SEC ownership view at 96%.

32 of 42 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens David E. Lazar's linked filing trail.
Comparable ownership Top 5
David E. Lazar 96%
Arturo Rodriguez 0.41%
Feldman Joshua O 0.19%
Roi Zion Zahut 0.14%
Susan E. Lattmann 0.06%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 42 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
David E. Lazar
13D/G 3/4/5
Lazar David E. · Chief Executive Officer, Director, 10%+ Owner
96%
$109,956,000
249,900,000 shares
$0 17 Jul 2026
Arturo Rodriguez
3/4/5
Chief Executive Officer, Director
0.41%
$619,497
1,081,148 shares
21 May 2026
Feldman Joshua O
3/4/5
Chief Financial Officer
0.19%
$333,286
497,442 shares
23 Jan 2026
Roi Zion Zahut
3/4/5
Chief Technology Officer
0.14%
$462,920
376,358 shares
11 Jun 2025
Susan E. Lattmann
3/4/5
Director
0.06%
$108,851
162,465 shares
23 Jan 2026
Bari A. Harlam
3/4/5
Director
0.06%
$108,533
161,991 shares
23 Jan 2026
William Kurtz
3/4/5
Director
0.06%
$104,467
155,922 shares
23 Jan 2026
Phillip Lepper
3/4/5
Chief Commercial Officer
0.06%
$248,163
150,402 shares
20 May 2025
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 24 Sep 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 20 reporting-owner rows connected to Aterian, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
20
Largest Forms 3/4/5 holder
David E. Lazar
Net 12M change
$0
Latest report
17 Jul 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
David E. Lazar Chief Executive Officer, Director, 10%+ Owner $2,964,500 Mixed 17 Jul 2026
Yaniv Zion Sarig Chief Executive Officer, Director $924,500 Mixed 12 Jun 2023
Arturo Rodriguez Chief Executive Officer, Director $619,497 Mixed 21 May 2026
Roi Zion Zahut Chief Technology Officer $462,920 Filing P/S 11 Jun 2025
Feldman Joshua O Chief Financial Officer $333,286 Mixed 23 Jan 2026
Phillip Lepper Chief Commercial Officer $248,163 Filing P/S 20 May 2025
Joseph A. Risico Co-CEO, Director $162,852 Mixed 26 Apr 2024
Sarah Liebel Director $162,619 Mixed 16 Aug 2024
Anton von Rueden Coo $155,000 Mixed 31 May 2022
Mihal Chaouat-Fix Chief Supply Chain Officer $129,200 Mixed 14 Mar 2023
Cynthia W. Williams Director $122,968 Mixed 13 Sep 2023
Susan E. Lattmann Director $108,851 Mixed 23 Jan 2026
Bari A. Harlam Director $108,533 Mixed 23 Jan 2026
William Kurtz Director $104,467 Mixed 23 Jan 2026
Tomer Pascal Chief Revenue Officer $61,480 Mixed 22 Dec 2021
Greg Petersen Director $18,090 Mixed 30 Sep 2021
Amy von Walter Director $13,770 Mixed 30 Sep 2021
Avraham Ben-Tzvi Director $0 Mixed 17 Jul 2026
David Natan Director $0 Mixed 17 Jul 2026
9830 Macarthur, LLC Less then 10% Owner Mixed 31 Dec 2021

Recent insider transactions for Aterian, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
David E. Lazar ATER Common Stock Conversion of derivative security 14.9% 875,000 6,737,500 04 Aug 2026 Direct
David E. Lazar ATER Series AA Convertible Non-Redeemable Preferred Stock Conversion of derivative security -11.5% -875,000 6,737,500 04 Aug 2026 Direct
David E. Lazar ATER Series AAA Convertible Non-Redeemable Preferred Stock Award 1,750,000 1,750,000 17 Jul 2026 Direct
Arturo Rodriguez ATER Common Stock Award 6.92% 70,000 1,081,148 21 May 2026 Direct
David E. Lazar ATER Series AA Convertible Non-Redeemable Preferred Stock Award 1,750,000 1,750,000 27 Apr 2026 Direct
Feldman Joshua O ATER Common Stock Award 31.8% 120,000 497,442 23 Jan 2026 Direct
Bari A. Harlam ATER Common Stock Award 18% 24,731 161,991 23 Jan 2026 Direct
Susan E. Lattmann ATER Common Stock Award 18.7% 25,555 162,465 23 Jan 2026 Direct
Arturo Rodriguez ATER Common Stock Award 5.2% 50,000 1,011,148 23 Jan 2026 Direct
William Kurtz ATER Common Stock Award 35% 40,394 155,922 23 Jan 2026 Direct
* marks a reported price that did not pass the local price check.
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