Key facts
- This page summarizes Odey Asset Management LLP's Form 4 filing for CADIZ INC (CDZI).
- 5 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Jul 2023, 13:10.
Odey Asset Management LLP - 12 Jun 2023 Form 4 Insider Report for CADIZ INC (CDZI)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- CDZI
- Reported as of
- 12 Jun 2023
- Net transaction value
- -$6,907,859
- SEC form
- 4
- Accepted by SEC
- 14 Jul 2023, 13:10:02 UTC
- Prior SEC filing
- 06 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- ODEY ASSET MANAGEMENT LLP By: /s/ Neil Cowhig, Head of Compliance
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Odey Asset Management LLP filed Form 4 for CADIZ INC (CDZI) on 14 Jul 2023.
Change
- Previous filing in this sequence was filed on 06 Feb 2023.
- Current net transaction value: -$6,907,859.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CDZI
transaction
Common Stock
Sale
- Transaction value
- $1,346,488
- Shares
- -340,883
- Change %
- -100%
- Price
- $3.95
- Shares after
- 0
- Date
- 13 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F2
CDZI
transaction
Common Stock
Sale
- Transaction value
- $5,245
- Shares
- -1,201
- Change %
- -0.35%
- Price
- $4.37
- Shares after
- 338,623
- Date
- 12 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F5
CDZI
transaction
Common Stock
Sale
- Transaction value
- $1,337,561
- Shares
- -338,623
- Change %
- -100%
- Price
- $3.95
- Shares after
- 0
- Date
- 13 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F5
CDZI
transaction
Common Stock
Sale
- Transaction value
- $16,477
- Shares
- -3,773
- Change %
- -0.35%
- Price
- $4.37
- Shares after
- 1,063,820
- Date
- 12 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F6
CDZI
transaction
Common Stock
Sale
- Transaction value
- $4,202,089
- Shares
- -1,063,820
- Change %
- -100%
- Price
- $3.95
- Shares after
- 0
- Date
- 13 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F6
CDZI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,165,149
- Date
- 12 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F3
CDZI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,682,219
- Date
- 12 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Odey Asset Management LLP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
Footnote F2
Shares held for the benefit of a pension trust for which the Reporting Person serves as investment adviser.
Footnote F3
Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
Footnote F4
Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
Footnote F5
Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
Footnote F6
Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.