Odey Asset Management LLP - Jan 31, 2023 Form 3 Insider Report for CADIZ INC (CDZI)

Role
10%+ Owner
Signature
ODEY ASSET MANAGEMENT LLP By: /s/ Lee Markwood, Lee Markwood, Head of Compliance
Stock symbol
CDZI
Transactions as of
Jan 31, 2023
Transactions value $
$0
Form type
3
Date filed
2/6/2023, 08:11 AM
Next filing
Jul 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CDZI Common Stock 341K Jan 31, 2023 See Footnotes F1, F2
holding CDZI Common Stock 2.17M Jan 31, 2023 See Footnotes F1, F3
holding CDZI Common Stock 3.68M Jan 31, 2023 See Footnotes F1, F4
holding CDZI Common Stock 340K Jan 31, 2023 See Footnotes F1, F5
holding CDZI Common Stock 1.07M Jan 31, 2023 See Footnotes F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares reported are held for the benefit of investment advisory clients of Odey Asset Management LLP ("OAM LLP"). Odey Asset Management Group Ltd ("OAM Ltd") is the managing member of OAM LLP, Odey Holdings Ltd ("Odey Holdings") is the sole stockholder of OAM Ltd, and Mr. Odey is the sole stockholder of Odey Holdings. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
F2 Shares held for the benefit of a pension trust for which OAM LLP serves as investment adviser.
F3 Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
F4 Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
F5 Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
F6 Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney, incorporated by reference to Exhibit 99.2 to the Form 13F filed with the Securities and Exchange Commission by Robin Crispin William Odey on August 5, 2022.