Key facts
- This page summarizes Allan C. Silber's Form 4 filing for Heritage Global Inc. (HGBL).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 03 Sep 2021, 17:22.
Allan C. Silber - 01 Sep 2021 Form 4 Insider Report for Heritage Global Inc. (HGBL)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- HGBL
- Reported as of
- 01 Sep 2021
- Net transaction value
- -$115,085
- SEC form
- 4
- Accepted by SEC
- 03 Sep 2021, 17:22:07 UTC
- Prior SEC filing
- 31 Aug 2021
- Next SEC filing
- 17 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Allan C. Silber
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Allan C. Silber filed Form 4 for Heritage Global Inc. (HGBL) on 03 Sep 2021.
Change
- Previous filing in this sequence was filed on 31 Aug 2021.
- Current net transaction value: -$115,085.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HGBL
transaction
Common Stock
Sale
- Transaction value
- $59,597
- Shares
- -28,245
- Change %
- -0.87%
- Price
- $2.11
- Shares after
- 3,223,518
- Date
- 01 Sep 2021
- Ownership
- Anglian Holdings, LLC
- Footnotes
- F1, F2
HGBL
transaction
Common Stock
Sale
- Transaction value
- $55,488
- Shares
- -25,222
- Change %
- -0.78%
- Price
- $2.20
- Shares after
- 3,198,296
- Date
- 02 Sep 2021
- Ownership
- Anglian Holdings, LLC
- Footnotes
- F2
HGBL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 374,697
- Date
- 01 Sep 2021
- Ownership
- Direct
HGBL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 47,968
- Date
- 01 Sep 2021
- Ownership
- By spouse
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F2
Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.
Footnote F3
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.