| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HGBL | Common Stock | Sale | -$104K | -49.3K | -1.49% | $2.11 | 3.27M | Aug 27, 2021 | Anglian Holdings, LLC | F1, F2 |
| transaction | HGBL | Common Stock | Sale | -$14.5K | -6.48K | -0.2% | $2.23 | 3.27M | Aug 30, 2021 | Anglian Holdings, LLC | F2, F3 |
| transaction | HGBL | Common Stock | Sale | -$32.4K | -15.3K | -0.47% | $2.12 | 3.25M | Aug 31, 2021 | Anglian Holdings, LLC | F2, F4 |
| holding | HGBL | Common Stock | 375K | Aug 27, 2021 | Direct | ||||||
| holding | HGBL | Common Stock | 48K | Aug 27, 2021 | By spouse | F5 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4. |
| F2 | Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.17, inclusive. |
| F5 | The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |