Key facts
- This page summarizes Christopher S. Henney's Form 4 filing for PROTHENA CORP PUBLIC LTD CO (PRTA).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 Jul 2021, 16:02.
Christopher S. Henney - 14 Jul 2021 Form 4 Insider Report for PROTHENA CORP PUBLIC LTD CO (PRTA)
- Reporting relationship
- Director
- Issuer ticker
- PRTA
- Reported as of
- 14 Jul 2021
- Net transaction value
- -$490,166
- SEC form
- 4
- Accepted by SEC
- 16 Jul 2021, 16:02:21 UTC
- Prior SEC filing
- 13 Jul 2021
- Next SEC filing
- 16 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Karin L. Walker, as Attorney in Fact for Christopher Henney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher S. Henney filed Form 4 for PROTHENA CORP PUBLIC LTD CO (PRTA) on 16 Jul 2021.
Change
- Previous filing in this sequence was filed on 13 Jul 2021.
- Current net transaction value: -$490,166.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PRTA
transaction
Ordinary Shares, par value $0.01 per share
Options Exercise
- Transaction value
- $125,854
- Shares
- +11,108
- Change %
- Price
- $11.33
- Shares after
- 11,108
- Date
- 14 Jul 2021
- Ownership
- Direct
PRTA
transaction
Ordinary Shares, par value $0.01 per share
Sale
- Transaction value
- $503,757
- Shares
- -9,108
- Change %
- -82%
- Price
- $55.31
- Shares after
- 2,000
- Date
- 14 Jul 2021
- Ownership
- Direct
- Footnotes
- F1, F2
PRTA
transaction
Ordinary Shares, par value $0.01 per share
Sale
- Transaction value
- $112,263
- Shares
- -2,000
- Change %
- -100%
- Price
- $56.13
- Shares after
- 0
- Date
- 14 Jul 2021
- Ownership
- Direct
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PRTA
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -11,108
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Jul 2021
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 11,108
- Exercise price
- $11.33
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Footnote F2
The transaction was executed in multiple trades in prices ranging from $55.00 to $55.86, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Footnote F3
The transaction was executed in multiple trades in prices ranging from $56.005 to $56.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Footnote F4
The shares subject to the option were fully vested as of the date of the exercise.