Christopher S. Henney - Jul 12, 2021 Form 4/A - Amendment Insider Report for PROTHENA CORP PUBLIC LTD CO (PRTA)

Role
Director
Signature
/s/ Karin L. Walker, as Attorney in Fact for Christopher Henney
Stock symbol
PRTA
Transactions as of
Jul 12, 2021
Transactions value $
-$1,092,182
Form type
4/A - Amendment
Date filed
7/13/2021, 04:12 PM
Date Of Original Report
Jul 12, 2021
Previous filing
Jun 29, 2021
Next filing
Jul 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRTA Ordinary Shares, par value $0.01 per share Options Exercise $162K +17.5K $9.23 17.5K Jul 12, 2021 Direct
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$335K -6.23K -35.59% $53.84 11.3K Jul 12, 2021 Direct F1, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$321K -5.89K -52.22% $54.55 5.39K Jul 12, 2021 Direct F2, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$138K -2.48K -45.95% $55.95 2.91K Jul 12, 2021 Direct F3, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$92.9K -1.63K -56.13% $56.88 1.28K Jul 12, 2021 Direct F4, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$29.1K -500 -39.15% $58.21 777 Jul 12, 2021 Direct F5, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$35.5K -600 -77.22% $59.25 177 Jul 12, 2021 Direct F6, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$10.8K -177 -100% $61.25 0 Jul 12, 2021 Direct F13
transaction PRTA Ordinary Shares, par value $0.01 per share Options Exercise $72.4K +6.39K $11.33 6.39K Jul 12, 2021 Direct
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$128K -2.32K -36.22% $55.26 4.08K Jul 12, 2021 Direct F7, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$119K -2.1K -51.51% $56.56 1.98K Jul 12, 2021 Direct F8, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$40.5K -700 -35.41% $57.85 1.28K Jul 12, 2021 Direct F9, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$46.9K -800 -62.65% $58.66 477 Jul 12, 2021 Direct F10, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$17.8K -300 -62.89% $59.45 177 Jul 12, 2021 Direct F11, F13
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$10.8K -177 -100% $61.25 0 Jul 12, 2021 Direct F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRTA Stock Option (Right to Buy) Options Exercise $0 +17.5K $0.00* 0 Jul 12, 2021 Ordinary Shares 17.5K $9.23 Direct F12
transaction PRTA Stock Option (Right to Buy) Options Exercise $0 +6.39K +135.54% $0.00 11.1K Jul 12, 2021 Ordinary Shares 6.39K $11.33 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was executed in multiple trades in prices ranging from $53.31 to $54.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2 The transaction was executed in multiple trades in prices ranging from $54.31 to $55.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3 The transaction was executed in multiple trades in prices ranging from $55.50 to $56.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 The transaction was executed in multiple trades in prices ranging from $56.53 to $57.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 The transaction was executed in multiple trades in prices ranging from $57.93 to $58.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 The transaction was executed in multiple trades in prices ranging from $59.12 to $59.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7 The transaction was executed in multiple trades in prices ranging from $55.00 to $55.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8 The transaction was executed in multiple trades in prices ranging from $56.00 to $56.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F9 The transaction was executed in multiple trades in prices ranging from $57.34 to $58.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F10 The transaction was executed in multiple trades in prices ranging from $58.34 to $59.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F11 The transaction was executed in multiple trades in prices ranging from $59.39 to $59.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F12 The shares subject to the option were fully vested as of the date of the exercise.
F13 The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Remarks:

This Form 4 amendment is being filed solely to indicate that the reported sales were effected pursuant to a Rule 10b5-1 trading plan.