Christopher Eugene Hafner - 20 Feb 2025 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role: Sr. VP/Chief Financial Officer
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Christopher E. Hafner
Issuer symbol: HWBK
Transactions as of: 20 Feb 2025
Net transactions value: $0
Form type: 4
Filing time: 24 Feb 2025, 15:21:24 UTC
Previous filing: 14 Feb 2025
Next filing: 17 Feb 2026
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HWBK	Common Stock	Award	$0	+1,000	+50%	$0.000000	3,000	20 Feb 2025	Direct	F1
holding	HWBK	Common Stock						715	20 Feb 2025	Profit Sharing Trust	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of (a) 667 shares of Common stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 667 units on December 8, 2025; 333 units on February 20, 2026; 666 units on December 8, 2026; 333 units on February 20, 2027 and 334 units on February 20, 2028.
F2	Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.

Content

Consists of (a) 667 shares of Common stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 667 units on December 8, 2025; 333 units on February 20, 2026; 666 units on December 8, 2026; 333 units on February 20, 2027 and 334 units on February 20, 2028.

Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.