Key facts
- This page summarizes Christopher E. Hafner's Form 4 filing for HAWTHORN BANCSHARES, INC. (HWBK).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 24 Feb 2025, 15:21.
Christopher E. Hafner - 20 Feb 2025 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)
- Reporting relationship
- Sr. VP/Chief Financial Officer
- Issuer ticker
- HWBK
- Reported as of
- 20 Feb 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 24 Feb 2025, 15:21:24 UTC
- Prior SEC filing
- 14 Feb 2025
- Next SEC filing
- 17 Feb 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Arla R. Surls, Attorney-in-Fact, for Christopher E. Hafner
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher E. Hafner filed Form 4 for HAWTHORN BANCSHARES, INC. (HWBK) on 24 Feb 2025.
Change
- Previous filing in this sequence was filed on 14 Feb 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HWBK
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +1,000
- Change %
- +50%
- Price
- $0.000000
- Shares after
- 3,000
- Date
- 20 Feb 2025
- Ownership
- Direct
- Footnotes
- F1
HWBK
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 715
- Date
- 20 Feb 2025
- Ownership
- Profit Sharing Trust
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Consists of (a) 667 shares of Common stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 667 units on December 8, 2025; 333 units on February 20, 2026; 666 units on December 8, 2026; 333 units on February 20, 2027 and 334 units on February 20, 2028.
Footnote F2
Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.