Christopher Eugene Hafner - 31 Dec 2024 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
Sr. VP/Chief Financial Officer
Signature
/s/ Arla R. Surls, Attorney-in-Fact, for Christopher E. Hafner
Issuer symbol
HWBK
Transactions as of
31 Dec 2024
Net transactions value
$0
Form type
5
Filing time
14 Feb 2025, 16:25:23 UTC
Previous filing
12 Dec 2023
Next filing
24 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWBK Common Stock 629 31 Dec 2024 Profit Sharing Trust F1
holding HWBK Common Stock 2,000 31 Dec 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.
F2 Consists of (a) 667 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 667 units on December 8, 2025; and 666 units on December 8, 2026.