Key facts
- This page summarizes Christopher E. Hafner's Form 5 filing for HAWTHORN BANCSHARES, INC. (HWBK).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Feb 2025, 16:25.
Christopher E. Hafner - 31 Dec 2024 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)
- Reporting relationship
- Sr. VP/Chief Financial Officer
- Issuer ticker
- HWBK
- Reported as of
- 31 Dec 2024
- Net transaction value
- $0
- SEC form
- 5
- Accepted by SEC
- 14 Feb 2025, 16:25:23 UTC
- Prior SEC filing
- 12 Dec 2023
- Next SEC filing
- 24 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Arla R. Surls, Attorney-in-Fact, for Christopher E. Hafner
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher E. Hafner filed Form 5 for HAWTHORN BANCSHARES, INC. (HWBK) on 14 Feb 2025.
Change
- Previous filing in this sequence was filed on 12 Dec 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HWBK
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 629
- Date
- 31 Dec 2024
- Ownership
- Profit Sharing Trust
- Footnotes
- F1
HWBK
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,000
- Date
- 31 Dec 2024
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.
Footnote F2
Consists of (a) 667 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 667 units on December 8, 2025; and 666 units on December 8, 2026.