Christopher E. Hafner - 31 Dec 2025 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Reporting relationship: Sr. VP/Chief Financial Officer
Issuer ticker: HWBK
Reported as of: 31 Dec 2025
Net transaction value: $0
SEC form: 5
Accepted by SEC: 17 Feb 2026, 15:12:53 UTC
Prior SEC filing: 24 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Arla R. Surls, Attorney-in-Fact, for Christopher E. Hafner

Key filing fact

Christopher E. Hafner filed Form 5 for HAWTHORN BANCSHARES, INC. (HWBK) on 17 Feb 2026.

Key facts

This page summarizes Christopher E. Hafner's Form 5 filing for HAWTHORN BANCSHARES, INC. (HWBK).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 17 Feb 2026, 15:12.

Change

Previous filing in this sequence was filed on 24 Feb 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reporting Owners (1)

CIK 0001998412 Primary reporting owner

Hafner Christopher Eugene

Relationship: Sr. VP/Chief Financial Officer
Address: PO BOX 688, JEFFERSON CITY
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Christopher E. Hafner
Signature date: 17 Feb 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HWBK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,070
Date: 31 Dec 2025
Ownership: Profit Sharing Trust
Footnotes: F1

HWBK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,000
Date: 31 Dec 2025
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.

Footnote F2

Consists of (a) 1,333 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 333 units on February 20, 2026; 1,000 units on December 8, 2026; 333 units on February 20, 2027; 333 units on December 8, 2027; 334 units on February 20, 2028; and 334 units on December 8, 2028.