Christopher E. Hafner - 08 Dec 2023 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Reporting relationship: Sr. VP/Chief Financial Officer
Issuer ticker: HWBK
Reported as of: 08 Dec 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 Dec 2023, 14:58:03 UTC
Prior SEC filing: 23 Oct 2023
Next SEC filing: 14 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Arla R. Surls, Attorney-in-Fact, for Christopher E. Hafner

Key filing fact

Christopher E. Hafner filed Form 4 for HAWTHORN BANCSHARES, INC. (HWBK) on 12 Dec 2023.

Key facts

This page summarizes Christopher E. Hafner's Form 4 filing for HAWTHORN BANCSHARES, INC. (HWBK).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 12 Dec 2023, 14:58.

Change

Previous filing in this sequence was filed on 23 Oct 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HWBK transaction

Common Stock

Award

Transaction value: $0
Shares: +2,000
Change %
Price: $0.000000
Shares after: 2,000
Date: 08 Dec 2023
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date.