| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Options Exercise | $5.41M | +20K | +33.66% | $270.43 | 79.4K | Dec 4, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Tax liability | -$11M | -13.5K | -16.95% | $813.58 | 66K | Dec 4, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$110K | -136 | -0.21% | $810.38 | 65.8K | Dec 5, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$83.6K | -103 | -0.16% | $811.37 | 65.7K | Dec 5, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$302K | -372 | -0.57% | $812.57 | 65.3K | Dec 5, 2023 | Direct | F1, F2 |
| transaction | REGN | Common Stock | Sale | -$136K | -167 | -0.26% | $813.66 | 65.2K | Dec 5, 2023 | Direct | F1, F3 |
| transaction | REGN | Common Stock | Sale | -$47.2K | -58 | -0.09% | $814.06 | 65.1K | Dec 5, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$126K | -155 | -0.24% | $815.97 | 65K | Dec 5, 2023 | Direct | F1, F4 |
| transaction | REGN | Common Stock | Sale | -$677K | -829 | -1.28% | $816.46 | 64.1K | Dec 5, 2023 | Direct | F1, F5 |
| transaction | REGN | Common Stock | Sale | -$1.54M | -1.88K | -2.93% | $817.36 | 62.3K | Dec 5, 2023 | Direct | F1, F6 |
| transaction | REGN | Common Stock | Sale | -$1.09M | -1.33K | -2.14% | $818.59 | 60.9K | Dec 5, 2023 | Direct | F1, F7 |
| transaction | REGN | Common Stock | Sale | -$797K | -973 | -1.6% | $819.57 | 60K | Dec 5, 2023 | Direct | F1, F8 |
| transaction | REGN | Common Stock | Sale | -$283K | -345 | -0.58% | $820.54 | 59.6K | Dec 5, 2023 | Direct | F1, F9 |
| transaction | REGN | Common Stock | Sale | -$151K | -184 | -0.31% | $821.46 | 59.4K | Dec 5, 2023 | Direct | F1, F10 |
| holding | REGN | Common Stock | 4.31K | Dec 4, 2023 | By 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -20K | -100% | $0.00* | 0 | Dec 4, 2023 | Common Stock | 20K | $270.43 | Direct | F1, F11 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c) adopted on May 9, 2023. |
| F2 | Represents volume-weighted average price of sales of 372 shares of Company stock on December 5, 2023 at prices ranging from $812.26 to $812.86. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F3 | Represents volume-weighted average price of sales of 167 shares of Company stock on December 5, 2023 at prices ranging from $813.00 to $813.68. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F4 | Represents volume-weighted average price of sales of 155 shares of Company stock on December 5, 2023 at prices ranging from $815.90 to $815.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F5 | Represents volume-weighted average price of sales of 829 shares of Company stock on December 5, 2023 at prices ranging from $816.01 to $816.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F6 | Represents volume-weighted average price of sales of 1,881 shares of Company stock on December 5, 2023 at prices ranging from $817.04 to $817.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F7 | Represents volume-weighted average price of sales of 1,333 shares of Company stock on December 5, 2023 at prices ranging from $818.07 to $818.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F8 | Represents volume-weighted average price of sales of 973 shares of Company stock on December 5, 2023 at prices ranging from $819.03 to $819.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F9 | Represents volume-weighted average price of sales of 345 shares of Company stock on December 5, 2023 at prices ranging from $820.27 to $820.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F10 | Represents volume-weighted average price of sales of 184 shares of Company stock on December 5, 2023 at prices ranging from $821.39 to $821.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F11 | The stock option award vests in four equal annual installments, commencing one year after the date of grant. |