| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Options Exercise | $5,408,600 | +20,000 | +34% | $270.43 | 79,421 | 04 Dec 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Tax liability | $10,954,041 | -13,464 | -17% | $813.58 | 65,957 | 04 Dec 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | $110,212 | -136 | -0.21% | $810.38 | 65,821 | 05 Dec 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | $83,571 | -103 | -0.16% | $811.37 | 65,718 | 05 Dec 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | $302,276 | -372 | -0.57% | $812.57 | 65,346 | 05 Dec 2023 | Direct | F1, F2 |
| transaction | REGN | Common Stock | Sale | $135,881 | -167 | -0.26% | $813.66 | 65,179 | 05 Dec 2023 | Direct | F1, F3 |
| transaction | REGN | Common Stock | Sale | $47,215 | -58 | -0.09% | $814.06 | 65,121 | 05 Dec 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | $126,475 | -155 | -0.24% | $815.97 | 64,966 | 05 Dec 2023 | Direct | F1, F4 |
| transaction | REGN | Common Stock | Sale | $676,845 | -829 | -1.3% | $816.46 | 64,137 | 05 Dec 2023 | Direct | F1, F5 |
| transaction | REGN | Common Stock | Sale | $1,537,454 | -1,881 | -2.9% | $817.36 | 62,256 | 05 Dec 2023 | Direct | F1, F6 |
| transaction | REGN | Common Stock | Sale | $1,091,180 | -1,333 | -2.1% | $818.59 | 60,923 | 05 Dec 2023 | Direct | F1, F7 |
| transaction | REGN | Common Stock | Sale | $797,442 | -973 | -1.6% | $819.57 | 59,950 | 05 Dec 2023 | Direct | F1, F8 |
| transaction | REGN | Common Stock | Sale | $283,086 | -345 | -0.58% | $820.54 | 59,605 | 05 Dec 2023 | Direct | F1, F9 |
| transaction | REGN | Common Stock | Sale | $151,149 | -184 | -0.31% | $821.46 | 59,421 | 05 Dec 2023 | Direct | F1, F10 |
| holding | REGN | Common Stock | 4,310 | 04 Dec 2023 | By 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -20,000 | -100% | $0.000000* | 0 | 04 Dec 2023 | Common Stock | 20,000 | $270.43 | Direct | F1, F11 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c) adopted on May 9, 2023. |
| F2 | Represents volume-weighted average price of sales of 372 shares of Company stock on December 5, 2023 at prices ranging from $812.26 to $812.86. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F3 | Represents volume-weighted average price of sales of 167 shares of Company stock on December 5, 2023 at prices ranging from $813.00 to $813.68. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F4 | Represents volume-weighted average price of sales of 155 shares of Company stock on December 5, 2023 at prices ranging from $815.90 to $815.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F5 | Represents volume-weighted average price of sales of 829 shares of Company stock on December 5, 2023 at prices ranging from $816.01 to $816.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F6 | Represents volume-weighted average price of sales of 1,881 shares of Company stock on December 5, 2023 at prices ranging from $817.04 to $817.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F7 | Represents volume-weighted average price of sales of 1,333 shares of Company stock on December 5, 2023 at prices ranging from $818.07 to $818.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F8 | Represents volume-weighted average price of sales of 973 shares of Company stock on December 5, 2023 at prices ranging from $819.03 to $819.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F9 | Represents volume-weighted average price of sales of 345 shares of Company stock on December 5, 2023 at prices ranging from $820.27 to $820.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F10 | Represents volume-weighted average price of sales of 184 shares of Company stock on December 5, 2023 at prices ranging from $821.39 to $821.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 5, 2023 at each separate price. |
| F11 | The stock option award vests in four equal annual installments, commencing one year after the date of grant. |