| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Common Stock | Options Exercise | $5.41M | +20K | +33.66% | $270.43 | 79.4K | Nov 13, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Tax liability | -$10.7M | -13.5K | -17.01% | $795.69 | 65.9K | Nov 13, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$598K | -752 | -1.14% | $794.57 | 65.2K | Nov 14, 2023 | Direct | F1, F2 |
| transaction | REGN | Common Stock | Sale | -$276K | -347 | -0.53% | $795.38 | 64.8K | Nov 14, 2023 | Direct | F1, F3 |
| transaction | REGN | Common Stock | Sale | -$163K | -204 | -0.31% | $797.79 | 64.6K | Nov 14, 2023 | Direct | F1, F4 |
| transaction | REGN | Common Stock | Sale | -$1.29M | -1.61K | -2.5% | $798.63 | 63K | Nov 14, 2023 | Direct | F1, F5 |
| transaction | REGN | Common Stock | Sale | -$1.28M | -1.6K | -2.54% | $799.48 | 61.4K | Nov 14, 2023 | Direct | F1, F6 |
| transaction | REGN | Common Stock | Sale | -$306K | -382 | -0.62% | $800.55 | 61K | Nov 14, 2023 | Direct | F1, F7 |
| transaction | REGN | Common Stock | Sale | -$703K | -877 | -1.44% | $801.56 | 60.1K | Nov 14, 2023 | Direct | F1, F8 |
| transaction | REGN | Common Stock | Sale | -$279K | -347 | -0.58% | $802.63 | 59.8K | Nov 14, 2023 | Direct | F1, F9 |
| transaction | REGN | Common Stock | Sale | -$265K | -330 | -0.55% | $803.38 | 59.5K | Nov 14, 2023 | Direct | F1, F10 |
| transaction | REGN | Common Stock | Sale | -$15.3K | -19 | -0.03% | $804.89 | 59.4K | Nov 14, 2023 | Direct | F1 |
| transaction | REGN | Common Stock | Sale | -$15.3K | -19 | -0.03% | $805.00 | 59.4K | Nov 14, 2023 | Direct | F1 |
| holding | REGN | Common Stock | 4.31K | Nov 13, 2023 | By 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | REGN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -20K | -50% | $0.00 | 20K | Nov 13, 2023 | Common Stock | 20K | $270.43 | Direct | F1, F11 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c) adopted on May 9, 2023. |
| F2 | Represents volume-weighted average price of sales of 752 shares of Company stock on November 14, 2023 at prices ranging from $794.03 to $794.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2023 at each separate price. |
| F3 | Represents volume-weighted average price of sales of 347 shares of Company stock on November 14, 2023 at prices ranging from $795.02 to $795.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2023 at each separate price. |
| F4 | Represents volume-weighted average price of sales of 204 shares of Company stock on November 14, 2023 at prices ranging from $797.09 to $797.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2023 at each separate price. |
| F5 | Represents volume-weighted average price of sales of 1,614 shares of Company stock on November 14, 2023 at prices ranging from $798.00 to $798.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2023 at each separate price. |
| F6 | Represents volume-weighted average price of sales of 1,601 shares of Company stock on November 14, 2023 at prices ranging from $799.00 to $799.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2023 at each separate price. |
| F7 | Represents volume-weighted average price of sales of 382 shares of Company stock on November 14, 2023 at prices ranging from $800.31 to $800.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2023 at each separate price. |
| F8 | Represents volume-weighted average price of sales of 877 shares of Company stock on November 14, 2023 at prices ranging from $801.01 to $801.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2023 at each separate price. |
| F9 | Represents volume-weighted average price of sales of 347 shares of Company stock on November 14, 2023 at prices ranging from $802.17 to $802.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2023 at each separate price. |
| F10 | Represents volume-weighted average price of sales of 330 shares of Company stock on November 14, 2023 at prices ranging from $803.18 to $803.69. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 14, 2023 at each separate price. |
| F11 | The stock option award vests in four equal annual installments, commencing one year after the date of grant. |