Mark S. Elliot - Feb 3, 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Sales & Mktg Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Mark S. Elliot
Stock symbol
BKKT
Transactions as of
Feb 3, 2023
Transactions value $
-$59,260
Form type
4
Date filed
2/7/2023, 11:46 AM
Previous filing
Jan 27, 2023
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability -$59.3K -29.6K -9.75% $2.00 274K Feb 3, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.
F2 Includes 254,414 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.