Mark S. Elliot - Jan 25, 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Sales & Mktg Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Mark S. Elliot
Stock symbol
BKKT
Transactions as of
Jan 25, 2023
Transactions value $
-$27,949
Form type
4
Date filed
1/27/2023, 02:58 PM
Previous filing
Aug 16, 2022
Next filing
Feb 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Sale -$27.9K -16.5K -5.15% $1.69 304K Jan 25, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/2022.
F2 Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3 Includes 187,747 shares of Class A Common Stock subject to RSUs that remain subject to vesting.