| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BKKT | Class A Common Stock | Tax liability | $19,080 | -11,634 | -4.2% | $1.64 | 262,650 | 10 Feb 2023 | Direct | F1, F2 |
| transaction | BKKT | Class A Common Stock | Sale | $6,487 | -4,382 | -1.7% | $1.48 | 258,268 | 13 Feb 2023 | Direct | F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023. |
| F2 | Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. |
| F3 | The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/2022. |
| F4 | Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.50, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |