Mark S. Elliot - 08 Aug 2022 Form 3 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Sales & Mktg Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Mark S. Elliot
Issuer symbol
BKKT
Transactions as of
08 Aug 2022
Net transactions value
$0
Form type
3
Filing time
16 Aug 2022, 17:58:47 UTC
Next filing
27 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BKKT Class A Common Stock 320,414 08 Aug 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 287,491 of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 200,000 of the shares will vest in three equal annual installments on the first three anniversaries of January 21, 2022 and 87,491 of the RSUs will vest in three equal annual installments of the first three anniversaries of February 1, 2022, provided that the Reporting Person's continued employment with the Issuer as of each vest date.

Remarks:

Exhibit 24.1 - Power of Attorney