Dawn M. Brockman - 31 Jan 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
SVP AND CONTROLLER
Signature
/s/ Wendy B. Mahling for Dawn M. Brockman
Issuer symbol
AMP
Transactions as of
31 Jan 2026
Net transactions value
-$10,544
Form type
4
Filing time
03 Feb 2026, 21:04:36 UTC
Previous filing
28 Jan 2026
Next filing
10 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Brockman Dawn M. SVP AND CONTROLLER GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS /s/ Wendy B. Mahling for Dawn M. Brockman 03 Feb 2026 0001937010

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Tax liability $10,544 -20 -2% $527.19 991 31 Jan 2026 Direct
transaction AMP Common Stock Award $0 +177 +18% $0.000000 1,168 02 Feb 2026 Direct
holding AMP Common Stock 145 31 Jan 2026 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +339 $0.000000 339 02 Feb 2026 Common Stock 339 $532.18 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.