Dawn M. Brockman - 26 Jan 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: SVP AND CONTROLLER
Signature: /s/ Wendy B. Mahling for Dawn M. Brockman
Issuer symbol: AMP
Transactions as of: 26 Jan 2026
Net transactions value: -$21,975
Form type: 4
Filing time: 28 Jan 2026, 20:09:03 UTC
Previous filing: 14 Jul 2025
Next filing: 03 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Brockman Dawn M.	SVP AND CONTROLLER	GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS	/s/ Wendy B. Mahling for Dawn M. Brockman	28 Jan 2026	0001937010

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Tax liability	$11,012	-22	-2.1%	$500.53	1,033	26 Jan 2026	Direct
transaction	AMP	Common Stock	Tax liability	$10,963	-22	-2.1%	$498.33	1,011	27 Jan 2026	Direct
holding	AMP	Common Stock						145	26 Jan 2026	By 401(k) Plan	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.