Dawn M. Brockman - 06 Feb 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: SVP AND CONTROLLER
Signature: /s/ Wendy B. Mahling for Dawn M. Brockman
Issuer symbol: AMP
Transactions as of: 06 Feb 2026
Net transactions value: +$4,700
Form type: 4
Filing time: 10 Feb 2026, 17:01:00 UTC
Previous filing: 03 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Brockman Dawn M.	SVP AND CONTROLLER	GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS	/s/ Wendy B. Mahling for Dawn M. Brockman	10 Feb 2026	0001937010

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Phantom Stock	Award	$4,700	+9	+3%	$542.99	300	06 Feb 2026	Common Stock	9		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2	Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.