Karen Alexander - 23 Dec 2022 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Financial Officer
Signature
Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Issuer symbol
BKKT
Transactions as of
23 Dec 2022
Net transactions value
-$15,507
Form type
4
Filing time
03 Jan 2023, 17:21:25 UTC
Previous filing
12 Sep 2022
Next filing
14 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Sale $15,507 -11,487 -5.4% $1.35 199,968 23 Dec 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs").
F2 Includes 186,705 shares of Class A Common Stock subject to RSUs that remain subject to vesting.